CDM FINANCIAL COUNSELING SERVICES, INC. — 13F Holdings & Portfolio

CIK 2107537 · latest 13F-HR filed 2026-07-14

CDM FINANCIAL COUNSELING SERVICES, INC. manages $116.1M in 13F-reported U.S. long-equity assets across 77 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are SPY (11.96%), XLK (10.52%), VTI (6.29%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 2 new positions, exited 5, added to 41, and trimmed 16.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Filer Information
Address
457 WEST MAIN ST
NORWICH, CT 06360
Phone
(860) 886-5108
Filing Manager
CDM FINANCIAL COUNSELING SERVICES, INC.
NORWICH, CT
Signatory
Andrew D. Sawyer
CFA, Vice President
Loading holdings…
AUM

$116.1M

Long-equity book

Holdings

77

Distinct positions

Period

2026-06-30

Filed 2026-07-14

Q/Q Activity

+2 / −5 / ↑41 / ↓16

vs 2026-03-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • SELECT SECTOR SPDR TR$3.4M +38.3%
  • ISHARES TR$1.6M +92.1%
  • STATE STR SPDR S&P 500 ETF T$1.4M +11.3%
  • VANGUARD INDEX FDS$1.1M +17.2%
  • VANECK ETF TRUST$707.7K +67.0%
Show all 41

Top Trims

  • SELECT SECTOR SPDR TR-$384.7K -9.6%
  • INTERCONTINENTAL EXCHANGE IN-$209.9K -43.9%
  • MCDONALDS CORP-$181.8K -22.0%
  • META PLATFORMS INC-$162.7K -24.1%
  • JOHNSON & JOHNSON-$118.0K -16.4%
Show all 16

New Positions

  • VANGUARD ADMIRAL FDS INC$229.7K
  • EA SERIES TRUST$206.2K
Show all 2

Exited Positions

  • PEPSICO INC$338.0K
  • HONEYWELL INTL INC$245.4K
  • CURTISS WRIGHT CORP$238.4K
  • SELECT SECTOR SPDR TR$215.3K
  • PROCTER & GAMBLE CO$204.9K
Show all 5
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $13.9M 11.96% 18,592 SH
2 SELECT SECTOR SPDR TR XLK 81369Y803 $12.2M 10.52% 64,098 SH
3 VANGUARD INDEX FDS VTI 922908769 $7.3M 6.29% 19,733 SH
4 VANGUARD SPECIALIZED FUNDS VIG 921908844 $6.1M 5.29% 25,926 SH
5 VANGUARD WORLD FD MGK 921910816 $4.1M 3.57% 47,114 SH
6 VANGUARD WHITEHALL FDS VYM 921946406 $3.8M 3.24% 23,768 SH
7 SELECT SECTOR SPDR TR XLC 81369Y852 $3.6M 3.11% 33,659 SH
8 MICROSOFT CORP MSFT 594918104 $3.4M 2.93% 9,123 SH
9 ISHARES TR SOXX 464287523 $3.3M 2.88% 5,210 SH
10 VANGUARD INDEX FDS VUG 922908736 $2.7M 2.36% 31,861 SH
11 VANGUARD INDEX FDS VOO 922908363 $2.6M 2.22% 3,747 SH
12 ISHARES TR IVV 464287200 $2.4M 2.06% 3,198 SH
13 SELECT SECTOR SPDR TR XLY 81369Y407 $2.4M 2.03% 20,065 SH
14 CATERPILLAR INC CAT 149123101 $2.3M 1.97% 2,145 SH
15 RTX CORPORATION RTX 75513E101 $1.9M 1.60% 9,777 SH
16 VISA INC V 92826C839 $1.8M 1.57% 5,306 SH
17 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $1.8M 1.55% 3,605 SH
18 ALPHABET INC GOOG 02079K107 $1.8M 1.55% 5,102 SH
19 VANECK ETF TRUST SMH 92189F676 $1.8M 1.52% 2,690 SH
20 INVESCO QQQ TR QQQ 46090E103 $1.7M 1.46% 2,300 SH
21 APPLE INC AAPL 037833100 $1.6M 1.42% 5,696 SH
22 MARRIOTT INTL INC NEW MAR 571903202 $1.6M 1.34% 4,189 SH
23 SELECT SECTOR SPDR TR XLU 81369Y886 $1.5M 1.32% 33,703 SH
24 AMAZON COM INC AMZN 023135106 $1.5M 1.31% 6,359 SH
25 PHILIP MORRIS INTL INC PM 718172109 $1.3M 1.16% 7,447 SH
26 INVESCO EXCH TRADED FD TR II QQQM 46138G649 $1.2M 1.05% 4,032 SH
27 ALPHABET INC GOOGL 02079K305 $1.2M 1.05% 3,402 SH
28 UNION PAC CORP UNP 907818108 $944.7K 0.81% 3,473 SH
29 HOME DEPOT INC HD 437076102 $830.5K 0.72% 2,357 SH
30 FIDELITY COVINGTON TRUST FDVV 316092840 $820.6K 0.71% 13,610 SH
31 INVESCO EXCHANGE TRADED FD T RSP 46137V357 $809.6K 0.70% 3,805 SH
32 STATE STR SPDR S&P MIDCAP 40 MDY 78467Y107 $802.4K 0.69% 1,141 SH
33 ASML HLDG NV ASML N07059210 $793.6K 0.68% 398 SH
34 SCHWAB STRATEGIC TR SCHD 808524797 $763.7K 0.66% 24,085 SH
35 BERKSHIRE HATHAWAY INC DEL BRK.A 084670108 $748.9K 0.65% 1 SH
36 MASTERCARD INCORPORATED MA 57636Q104 $747.4K 0.64% 1,455 SH
37 WISDOMTREE TR DGRW 97717X669 $663.8K 0.57% 6,942 SH
38 MCDONALDS CORP MCD 580135101 $644.7K 0.56% 2,385 SH
39 JPMORGAN CHASE & CO JPM 46625H100 $633.1K 0.55% 1,934 SH
40 NORFOLK SOUTHN CORP NSC 655844108 $629.9K 0.54% 2,002 SH
41 SELECT SECTOR SPDR TR XLV 81369Y209 $617.6K 0.53% 3,893 SH
42 JOHNSON & JOHNSON JNJ 478160104 $601.1K 0.52% 2,367 SH
43 DEERE & CO DE 244199105 $585.8K 0.50% 924 SH
44 ELI LILLY & CO LLY 532457108 $579.3K 0.50% 483 SH
45 COCA COLA CO KO 191216100 $562.3K 0.48% 6,919 SH
46 NVIDIA CORPORATION NVDA 67066G104 $560.9K 0.48% 2,803 SH
47 AMERICAN EXPRESS CO AXP 025816109 $542.1K 0.47% 1,603 SH
48 PROLOGIS INC. PLD 74340W103 $539.7K 0.47% 3,984 SH
49 STARBUCKS CORP SBUX 855244109 $528.9K 0.46% 5,176 SH
50 THERMO FISHER SCIENTIFIC INC TMO 883556102 $527.8K 0.45% 1,053 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-14 $116.1M 77 0002085853-26-000722
2026-03-31 2026-04-14 $104.5M 80 0002085853-26-000369
2025-12-31 2026-02-05 $106.8M 82 0002085853-26-000204