Top Institutional Investors

Legacy Wealth Advisors, LLC — 13F Holdings & Portfolio

CIK 2111463 · latest 13F-HR filed 2026-08-14

Backtest portfolio

Legacy Wealth Advisors, LLC manages $231.0M in 13F-reported U.S. long-equity assets across 148 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are SGOV (23.00%), JPST (6.86%), SPY (6.66%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 46 new positions and exited 7; 71 existing positions rose in reported value and 18 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$231.0M

Long-equity book

Holdings
148

Distinct positions

Period
2026-06-30

Filed 2026-08-14

Q/Q Activity
+46 / −7 / ↑71 / ↓18

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
SGOV23.0% · +13%JPST6.9% · -15%SPY6.7% · -22%BRK.A6.2% · 0%AAPL3.1% · +12%NVDA3.1% · +27%BUFC3.0% · -0%VTI2.9% · -1%AMZN2.2% · +32%GOOGL2.2% · +37%MSFT2.1% · +30%BIL1.7% · -9%TAFI1.5% · +295%VEU1.4% · +22%VEA1.2% · 0%SCHD1.1% · 0%SPCX1.0% · newAVGO1.0% · +17%TSLA1.0% · -3%META0.9% · +3%BXSL0.8% · +2%SHV0.8% · +1%VOO0.8% · -22%DGRO0.8% · 0%MU0.7% · +45%SCHG0.6% · 0%GOOG0.6% · +37%BRK.B0.6% · -10%XLE0.5% · +1%EMOP0.5% · +81%V0.5% · +16%AMD0.5% · newJPM0.5% · +13%LLY0.4% · +21%YEAR0.4% · -74%MTBA0.4% · 0%BBJP0.4% · 0%ASML0.4% · +17%UNH0.4% · +28%AMAT0.4% · +26%XOM0.4% · +38%XLF0.4% · 0%KBDC0.3% · 0%QQQ0.3% · +24%INTC0.3% · newKLAC0.3% · +926%VGT0.3% · +700%TSM0.3% · +2%BAC0.3% · +44%SOC0.3% · +100%VYM0.3% · -13%WMT0.3% · +38%CSCO0.3% · +72%MA0.3% · +178%JNJ0.3% · +44%GEV0.3% · +11%GE0.2% · +3%PANW0.2% · newCAT0.2% · +15%MRK0.2% · +58%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 59.2%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 13, 2026.

Assets Under Management
$2.66B
Discretionary
$2.52B
Employees
22
Accounts
4,667
Address
1715 AARON BRENNER DR.
SUITE 301
MEMPHIS, TN 38120-1443
Phone
(901) 758-9006
Website
Name Title / Status Ownership Type
Epperly, Lawrence, James ControlDIRECTOR OF CLIENT SERVICE
since Jan 2025
Less than 5%Individual
JALENAK, E, CHARLES ControlDIRECTOR
since Jan 2025
10–25%Individual
MAZZOLA, LINDSEY, BELL ControlDIRECTOR OF CLIENT OPERATIONS
since May 2012
5–10%Individual
MILLER, DUNCAN, L ControlPRESIDENT & CEO
since Jan 2022
10–25%Individual
PEYTON, HALLIE, L ControlDIRECTOR
since Jan 2025
5–10%Individual
RAWLINSON, REBECCA, JEANNE ControlDIRECTOR OF CLIENT SERVICE
since Jan 2025
5–10%Individual
SIEVERS, ROBIN, KEITH ControlMANAGING DIRECTOR
since Jan 2025
5–10%Individual
SIMMONS, CATHY, ANN ControlCHIEF COMPLIANCE OFFICER
since Apr 2007
Less than 5%Individual
SOWELL, NICHOLAS, GLENN ControlDIRECTOR OF FINANCIAL PLANNING
since Oct 2021
Less than 5%Individual
VOSBURG, ALAN, EDWARD ControlIT MANAGER
since Jan 2013
5–10%Individual
Ownership & leadership changes · 13 filings with changes since Mar 28, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 10, 2025 filing
  • ChangedEpperly, Lawrence, James · title DIRECTOR OF PORTFOLIO MANAGEMENT → DIRECTOR OF CLIENT SERVICE
  • ChangedJALENAK, E, CHARLES · title SENIOR WEALTH STRATEGIST → DIRECTOR
  • ChangedPEYTON, HALLIE, L · title DIRECTOR OF CLIENT SERVICE → DIRECTOR
  • ChangedRAWLINSON, REBECCA, JEANNE · title DIRECTOR OF FINANCIAL PLANNING → DIRECTOR OF CLIENT SERVICE
  • ChangedSIEVERS, ROBIN, KEITH · title DIRECTOR OF CLIENT SERVICE → MANAGING DIRECTOR
Sep 9, 2024 filing
  • No longer listedISAACS, JAMES, J. · CHAIRMAN · 10–25% · control person · listed since Jan 2022
  • AddedVOSBURG, ALAN, EDWARD · IT MANAGER · 5–10% · control person
Mar 8, 2024 filing
  • No longer listedDAVES, HOWARD, CLIFTON · CONTROLLER · Less than 5% · listed since Jan 2005
  • AddedEpperly, Lawrence, James · DIRECTOR OF PORTFOLIO MANAGEMENT · Less than 5% · control person
  • AddedSOWELL, NICHOLAS, GLENN · DIRECTOR OF FINANCIAL PLANNING · Less than 5% · control person
  • ChangedJALENAK, E, CHARLES · title DIRECTOR & CHAIRMAN OF THE INVESTMENT COMMITTEE → SENIOR WEALTH STRATEGIST
  • ChangedPEYTON, HALLIE, L · ownership 10–25% → 5–10%
  • ChangedRAWLINSON, REBECCA, JEANNE · ownership Less than 5% → 5–10%
Mar 27, 2023 filing
  • ChangedJALENAK, E, CHARLES · ownership 5–10% → 10–25%
  • ChangedPEYTON, HALLIE, L · ownership 5–10% → 10–25%
  • ChangedSIMMONS, CATHY, ANN · ownership 5–10% → Less than 5%
Feb 22, 2022 filing
  • AddedRAWLINSON, REBECCA, JEANNE · DIRECTOR OF FINANCIAL PLANNING · Less than 5% · control person
  • ChangedISAACS, JAMES, J. · title CEO & PRESIDENT → CHAIRMAN
  • ChangedMILLER, DUNCAN, L · title MANAGING DIRECTOR OF CLIENT SERVICE → PRESIDENT & CEO
Jul 10, 2019 filing
  • No longer listedOVERCAST, WILLIAM, COIL · DIRECTOR OF FINANCIAL PLANNING · 5–10% · listed since May 2012
Mar 27, 2019 filing
  • ChangedISAACS, JAMES, J. · ownership 25–50% → 10–25%
Mar 22, 2018 filing
  • ChangedJALENAK, E, CHARLES · title DIRECTOR OF WEALTH PLANNING → DIRECTOR & CHAIRMAN OF THE INVESTMENT COMMITTEE
  • ChangedMAZZOLA, LINDSEY, BELL · now a control person
  • ChangedSIEVERS, ROBIN, KEITH · ownership Less than 5% → 5–10%
Mar 22, 2017 filing
  • ChangedJALENAK, E, CHARLES · now a control person
Mar 28, 2014 filing
  • No longer listedHOLDSWORTH, STEVEN, ALLEN · DIRECTOR OF FINANCIAL PLANNING · 5–10% · listed since Jul 2004
  • No longer listedTRIMM, ROBERT · CHIEF INVESTMENT OFFICER · Less than 5% · listed since Jun 2012
  • ChangedMAZZOLA, LINDSEY, BELL · ownership Less than 5% → 5–10%
  • ChangedMILLER, DUNCAN, L · ownership 5–10% → 10–25%
  • ChangedOVERCAST, WILLIAM, COIL · ownership Less than 5% → 5–10%
Older changes (4 more filings)
Mar 25, 2013 filing
  • No longer listedUELEKE, JOHN, W. · CHAIRMAN & FOUNDER · Less than 5% · control person · listed since Apr 1982
  • AddedJALENAK, E, CHARLES · DIRECTOR OF WEALTH PLANNING · 5–10%
  • AddedSIEVERS, ROBIN, KEITH · DIRECTOR OF CLIENT SERVICE · Less than 5% · control person
  • ChangedMILLER, DUNCAN, L · title DIRECTOR CLIENT SERVICES & PORTFOLIO MANAGEMENT → MANAGING DIRECTOR OF CLIENT SERVICE
  • ChangedPEYTON, HALLIE, L · title DIRECTOR OF CLIENT SERVICES & BUSINESS DEVELOPEMENT → DIRECTOR OF CLIENT SERVICE
  • ChangedSIMMONS, CATHY, ANN · title CHIEF COMPLIANCE OFFICER/DIRECTOR CLIENT SERVICES → CHIEF COMPLIANCE OFFICER
Jan 18, 2013 filing
  • ChangedUELEKE, JOHN, W. · ownership 10–25% → Less than 5%
Aug 16, 2012 filing
  • AddedMAZZOLA, LINDSEY, BELL · DIRECTOR OF CLIENT OPERATIONS · Less than 5%
  • AddedOVERCAST, WILLIAM, COIL · DIRECTOR OF FINANCIAL PLANNING · Less than 5%
  • AddedTRIMM, ROBERT · CHIEF INVESTMENT OFFICER · Less than 5%
  • ChangedHOLDSWORTH, STEVEN, ALLEN · title MANAGING DIRECTOR → DIRECTOR OF FINANCIAL PLANNING
  • ChangedISAACS, JAMES, J. · ownership 10–25% → 25–50%
Mar 28, 2012 filing (earliest on record)
  • ListedDAVES, HOWARD, CLIFTON · CONTROLLER · Less than 5%
  • ListedHOLDSWORTH, STEVEN, ALLEN · MANAGING DIRECTOR · 5–10%
  • ListedISAACS, JAMES, J. · CEO & PRESIDENT · 10–25% · control person
  • ListedMILLER, DUNCAN, L · DIRECTOR CLIENT SERVICES & PORTFOLIO MANAGEMENT · 5–10% · control person
  • ListedPEYTON, HALLIE, L · DIRECTOR OF CLIENT SERVICES & BUSINESS DEVELOPEMENT · 5–10% · control person
  • ListedSIMMONS, CATHY, ANN · CHIEF COMPLIANCE OFFICER/DIRECTOR CLIENT SERVICES · 5–10% · control person
  • ListedUELEKE, JOHN, W. · CHAIRMAN & FOUNDER · 10–25% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Legacy Wealth Advisors, LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES TR SGOV 46436E718 $53.1M 23.00% 527,772 SH
2 J P MORGAN EXCHANGE TRADED F JPST 46641Q837 $15.9M 6.86% 313,432 SH
3 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $15.4M 6.66% 20,605 SH
4 BERKSHIRE HATHAWAY INC DEL BRK.A 084670108 $14.2M 6.16% 19 SH
5 APPLE INC AAPL 037833100 $7.3M 3.14% 25,062 SH
6 NVIDIA CORPORATION NVDA 67066G104 $7.2M 3.10% 35,772 SH
7 AB ACTIVE ETFS INC BUFC 00039J806 $6.9M 2.99% 162,428 SH
8 VANGUARD INDEX FDS VTI 922908769 $6.7M 2.89% 18,035 SH
9 AMAZON COM INC AMZN 023135106 $5.1M 2.20% 21,371 SH
10 ALPHABET INC GOOGL 02079K305 $5.1M 2.19% 14,172 SH
11 MICROSOFT CORP MSFT 594918104 $4.9M 2.13% 13,208 SH
12 SPDR SERIES TRUST BIL 78468R663 $4.0M 1.75% 43,999 SH
13 AB ACTIVE ETFS INC TAFI 00039J202 $3.4M 1.46% 133,481 SH
14 VANGUARD INTL EQUITY INDEX F VEU 922042775 $3.2M 1.39% 38,344 SH
15 VANGUARD TAX-MANAGED FDS VEA 921943858 $2.7M 1.16% 37,590 SH
16 SCHWAB STRATEGIC TR SCHD 808524797 $2.6M 1.10% 80,500 SH
17 SPACE EXPLORATION TECHN CORP SPCX 84615Q103 $2.4M 1.02% 13,790 SH
18 BROADCOM INC AVGO 11135F101 $2.3M 1.00% 6,093 SH
19 TESLA INC TSLA 88160R101 $2.3M 0.98% 5,369 SH
20 META PLATFORMS INC META 30303M102 $2.0M 0.86% 3,534 SH
21 BLACKSTONE SECD LENDING FD BXSL 09261X102 $1.9M 0.82% 79,982 SH
22 ISHARES TR SHV 464288679 $1.9M 0.81% 17,054 SH
23 VANGUARD INDEX FDS VOO 922908363 $1.9M 0.80% 2,697 SH
24 ISHARES TR DGRO 46434V621 $1.8M 0.77% 23,617 SH
25 MICRON TECHNOLOGY INC MU 595112103 $1.6M 0.68% 1,360 SH
26 SCHWAB STRATEGIC TR SCHG 808524300 $1.5M 0.63% 42,866 SH
27 ALPHABET INC GOOG 02079K107 $1.4M 0.62% 4,038 SH
28 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $1.3M 0.56% 2,578 SH
29 SELECT SECTOR SPDR TR XLE 81369Y506 $1.2M 0.51% 22,348 SH
30 AB ACTIVE ETFS INC EMOP 00039J780 $1.1M 0.49% 21,533 SH
31 VISA INC V 92826C839 $1.1M 0.47% 3,169 SH
32 ADVANCED MICRO DEVICES INC AMD 007903107 $1.1M 0.46% 1,828 SH
33 JPMORGAN CHASE & CO JPM 46625H100 $1.0M 0.45% 3,195 SH
34 ELI LILLY & CO LLY 532457108 $1.0M 0.44% 844 SH
35 AB ACTIVE ETFS INC YEAR 00039J103 $991.0K 0.43% 19,687 SH
36 SIMPLIFY EXCHANGE TRADED FUN MTBA 82889N525 $940.7K 0.41% 19,170 SH
37 J P MORGAN EXCHANGE TRADED F BBJP 46641Q217 $895.4K 0.39% 11,889 SH
38 ASML HLDG NV ASML N07059210 $859.4K 0.37% 432 SH
39 UNITEDHEALTH GROUP INC UNH 91324P102 $856.6K 0.37% 2,061 SH
40 APPLIED MATLS INC AMAT 038222105 $851.7K 0.37% 1,178 SH
41 EXXON MOBIL CORP XOM 30231G102 $819.8K 0.35% 5,996 SH
42 SELECT SECTOR SPDR TR XLF 81369Y605 $817.6K 0.35% 15,251 SH
43 KAYNE ANDERSON BDC INC KBDC 48662X105 $799.5K 0.35% 59,089 SH
44 INVESCO QQQ TR QQQ 46090E103 $758.5K 0.33% 1,030 SH
45 INTEL CORP INTC 458140100 $752.3K 0.33% 5,388 SH
46 KLA CORP KLAC 482480100 $737.1K 0.32% 2,443 SH
47 VANGUARD WORLD FD VGT 92204A702 $722.9K 0.31% 6,048 SH
48 TAIWAN SEMICONDUCTOR MANUFAC TSM 874039100 $722.6K 0.31% 1,513 SH
49 BANK OF AMER CORP BAC 060505104 $714.3K 0.31% 12,536 SH
50 SABLE OFFSHORE CORP SOC 78574H104 $617.1K 0.27% 200,350 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-14 $231.0M 148 0002111463-26-000004
2026-03-31 2026-05-06 $196.0M 109 0002111463-26-000003
2025-12-31 2026-02-17 $151.5M 86 0002111463-26-000001
Filer Information
Address
3323 NE 163RD STREET
SUITE 402
NORTH MIAMI BEACH, FL 33160
Phone
(305) 808-6140
Filing Manager
Legacy Wealth Advisors, LLC
NORTH MIAMI BEACH, FL
Signatory
Bobby McNally
Chief Compliance Officer