John A. Wolfe & Associates, Inc. — 13F Holdings & Portfolio
CIK 2118722 · latest 13F-HR filed 2026-07-30
John A. Wolfe & Associates, Inc. manages $72.6M in 13F-reported U.S. long-equity assets across 42 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are SMMU (28.06%), JEPI (18.21%), VYMI (7.30%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 0 new positions and exited 0; 28 existing positions rose in reported value and 6 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Long-equity book
Distinct positions
Filed 2026-07-30
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
3 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 80.2%Cumulative share of the portfolio held in the largest N positions.
As of the firm’s regulatory filing dated Sep 1, 2026.
SUITE 4
PORTAGE, MI 49024-5357
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| WOLFE, JOHN, ANTHONY Control | PRESIDENT since Feb 2007 | 75% or more | Individual |
| DICKINSON, BETH, ELAINE | CHIEF COMPLIANCE OFFICER since Dec 2025 | Less than 5% | Individual |
Ownership & leadership changes · 2 filings with changes since Feb 9, 2012
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
- AddedDICKINSON, BETH, ELAINE · CHIEF COMPLIANCE OFFICER · Less than 5%
- ChangedWOLFE, JOHN, ANTHONY · title PRESIDENT & CHIEF COMPLIANCE OFFICER → PRESIDENT
- No longer listedCAMPBELL, JANICE, BLACK · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jan 2007
- ChangedWOLFE, JOHN, ANTHONY · title PRESIDENT & CHIEF PORTFOLIO MANAGER → PRESIDENT & CHIEF COMPLIANCE OFFICER
- ListedCAMPBELL, JANICE, BLACK · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ListedWOLFE, JOHN, ANTHONY · PRESIDENT & CHIEF PORTFOLIO MANAGER · 75% or more · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- PIMCO ETF TR SHTRM MUN BD ACT$2.1M +11.5%
- J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM$1.5M +12.4%
- VANGUARD WORLD FD INF TECH ETF$1.0M +32.7%
- DIMENSIONAL ETF TRUST DFA EMERGING CORE$680.4K +69.7%
- ISHARES TR S&P SML 600 GWT$593.0K +20.2%
Top Trims
- VANGUARD WHITEHALL FDS HIGH DIV YLD-$332.2K -19.1%
- ISHARES INC MSCI GBL ETF NEW-$192.0K -11.4%
- VANGUARD WORLD FD ENERGY ETF-$157.7K -17.9%
- SPDR GOLD TR GOLD SHS-$53.6K -14.4%
- VANECK ETF TRUST GOLD MINERS ETF-$30.6K -17.8%
John A. Wolfe & Associates, Inc. Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | PIMCO ETF TR SHTRM MUN BD ACT | SMMU | 72201R874 | $20.4M | 28.06% | 403,445 | SH |
| 2 | J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM | JEPI | 46641Q332 | $13.2M | 18.21% | 234,023 | SH |
| 3 | VANGUARD WHITEHALL FDS INTL HIGH ETF | VYMI | 921946794 | $5.3M | 7.30% | 53,958 | SH |
| 4 | VANGUARD WORLD FD INF TECH ETF | VGT | 92204A702 | $4.2M | 5.73% | 34,815 | SH |
| 5 | ISHARES TR CORE S&P MCP ETF | IJH | 464287507 | $4.1M | 5.63% | 52,987 | SH |
| 6 | ISHARES TR S&P SML 600 GWT | IJT | 464287887 | $3.5M | 4.86% | 19,744 | SH |
| 7 | INVSC QQQ TRUST SRS 1 | QQQ | 46090E103 | $2.2M | 3.02% | 2,973 | SH |
| 8 | VANGUARD INDEX FDS MID CAP ETF | VO | 922908629 | $2.0M | 2.79% | 25,182 | SH |
| 9 | AVANTIS US SMALL CAP | AVUV | 025072877 | $1.7M | 2.33% | 13,549 | SH |
| 10 | DIMENSIONAL ETF TRUST DFA EMERGING CORE | DFAE | 25434V302 | $1.7M | 2.28% | 41,190 | SH |
| 11 | ISHARES INC MSCI GBL ETF NEW | ACWV | 464286525 | $1.5M | 2.06% | 12,427 | SH |
| 12 | VANGUARD WHITEHALL FDS HIGH DIV YLD | VYM | 921946406 | $1.4M | 1.94% | 8,892 | SH |
| 13 | DIMENSIONAL ETF TRUST DFA US SMALL CAP ETF | DFAS | 25434V500 | $1.2M | 1.71% | 15,035 | SH |
| 14 | VANGUARD INDEX FDS SM CP VAL ETF | VBR | 922908611 | $1.2M | 1.69% | 5,050 | SH |
| 15 | VANGUARD WORLD FD HEALTH CAR ETF | VHT | 92204A504 | $1.0M | 1.44% | 3,501 | SH |
| 16 | VANGUARD WORLD FD MATERIALS ETF | VAW | 92204A801 | $893.4K | 1.23% | 3,904 | SH |
| 17 | VANGUARD INDEX FDS SML CP GRW ETF | VBK | 922908595 | $774.3K | 1.07% | 2,117 | SH |
| 18 | SELECT SECTOR SPDR TR STATE STREET UTI | XLU | 81369Y886 | $744.8K | 1.03% | 16,426 | SH |
| 19 | VANGUARD WORLD FD ENERGY ETF | VDE | 92204A306 | $721.3K | 0.99% | 4,804 | SH |
| 20 | ISHARES TR RUS MID CAP ETF | IWR | 464287499 | $441.3K | 0.61% | 4,000 | SH |
| 21 | ISHARES TR MRNING SM CP ETF | ISCV | 464288703 | $393.4K | 0.54% | 5,023 | SH |
| 22 | ISHARES TR MSCI INTL VLU FT | IVLU | 46435G409 | $389.9K | 0.54% | 9,324 | SH |
| 23 | VANGUARD INDEX FDS SMALL CP ETF | VB | 922908751 | $380.0K | 0.52% | 1,253 | SH |
| 24 | SPDR GOLD TR GOLD SHS | GLD | 78463V107 | $319.0K | 0.44% | 866 | SH |
| 25 | ISHARES TR RUSSELL 2000 ETF | IWM | 464287655 | $300.4K | 0.41% | 1,000 | SH |
| 26 | PUTNAM ETF TRUST FOCUSED LAR CAP | PVAL | 746729300 | $260.9K | 0.36% | 5,119 | SH |
| 27 | VANGUARD WORLD FD FINANCIALS ETF | VFH | 92204A405 | $232.8K | 0.32% | 1,769 | SH |
| 28 | VANGUARD INDEX FDS S&P 500 ETF SHS | VOO | 922908363 | $208.4K | 0.29% | 303 | SH |
| 29 | ISHARES TR EXPANDED TECH | IGV | 464287515 | $204.1K | 0.28% | 2,252 | SH |
| 30 | VANGUARD INDEX FDS TOTAL STK MKT | VTI | 922908769 | $197.6K | 0.27% | 534 | SH |
| 31 | ISHARES TR SELECT DIVID ETF | DVY | 464287168 | $195.5K | 0.27% | 1,251 | SH |
| 32 | SPDR SERIES TRUST STATE STREET SPD | SDY | 78464A763 | $188.7K | 0.26% | 1,240 | SH |
| 33 | ISHARES TR CORE HIGH DV ETF | HDV | 46429B663 | $183.6K | 0.25% | 6,700 | SH |
| 34 | ISHARES TR MRGSTR SM CP ETF | ISCB | 464288505 | $169.1K | 0.23% | 2,240 | SH |
| 35 | WHEATON PRECIOUS METALS CORP COM | WPM | 962879102 | $150.8K | 0.21% | 1,343 | SH |
| 36 | VANECK ETF TRUST GOLD MINERS ETF | GDX | 92189F106 | $141.4K | 0.19% | 1,874 | SH |
| 37 | VANGUARD STAR FDS VG TL INTL STK F | VXUS | 921909768 | $130.2K | 0.18% | 1,523 | SH |
| 38 | ISHARES INC MSCI EMRG CHN | EMXC | 46434G764 | $129.6K | 0.18% | 1,267 | SH |
| 39 | DIMENSIONAL ETF TRUST US TARGETED VLU | DFAT | 25434V609 | $81.6K | 0.11% | 1,167 | SH |
| 40 | ISHARES TR S&P MC 400GR ETF | IJK | 464287606 | $72.5K | 0.10% | 617 | SH |
| 41 | ISHARES TR CORE S&P 500 ETF | IVV | 464287200 | $31.5K | 0.04% | 42 | SH |
| 42 | SPDR SERIES TRUST STATE STREET SPD | KRE | 78464A698 | $21.1K | 0.03% | 281 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-07-30 | $72.6M | 42 | 0002118722-26-000007 |
| 2026-03-31 | 2026-05-05 | $65.1M | 43 | 0002118722-26-000004 |
| 2025-12-31 | 2026-03-17 | $185.2M | 32 | 0002118722-26-000002 |
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PORTAGE, MI 49024