K5 Global Advisor LLC — 13F Holdings & Portfolio
CIK 2151773 · latest 13F-HR filed 2026-10-20
K5 Global Advisor LLC manages $4.02B in 13F-reported U.S. long-equity assets across 3 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are SPCX (99.98%), ODD (0.01%), LIME (0.01%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 1 new position and exited 1; 1 existing position rose in reported value and 1 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Long-equity book
Distinct positions
Filed 2026-10-20
vs 2026-06-30
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q3 26Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q2 26 → Q3 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
2 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 100%Cumulative share of the portfolio held in the largest N positions.
As of the firm’s regulatory filing dated Sep 9, 2026.
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| B5 ADVISORY, INC. Control | MEMBER since May 2022 | 50–75% | Domestic Entity |
| BAUM, BRYAN, DANIEL Control | MEMBER since Mar 2021 | Less than 5% | Individual |
| K5 ADVISORY, INC. Control | MEMBER since Mar 2021 | 50–75% | Domestic Entity |
| KIVES, MICHAEL Control | MEMBER since Mar 2021 | Less than 5% | Individual |
| Moore, Christopher, Paul Control | CFO since Nov 2024 | Less than 5% | Individual |
| POLLICK, DANA, TYKOCINSKI Control | GENERAL COUNSEL since Mar 2022 | Less than 5% | Individual |
| SANCHEZ, JERALD, AMEDEE Control | CHIEF COMPLIANCE OFFICER, SENIOR COUNSEL since Aug 2026 | Less than 5% | Individual |
| BAUM, BRYAN, DANIEL Control Indirect owner via B5 ADVISORY, INC. | SOLE SHAREHOLDER since May 2022 | 75% or more | Individual |
| KIVES, MICHAEL Control Indirect owner via K5 ADVISORY, INC. | SOLE SHAREHOLDER since Mar 2018 | 75% or more | Individual |
Ownership & leadership changes · 7 filings with changes since Apr 19, 2021
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
- No longer listedJEN, MICHAEL, M · CCO · Less than 5% · control person · listed since Oct 2025
- AddedSANCHEZ, JERALD, AMEDEE · CHIEF COMPLIANCE OFFICER, SENIOR COUNSEL · Less than 5% · control person
- ChangedMoore, Christopher, Paul · now a control person
- AddedJEN, MICHAEL, M · CCO · Less than 5% · control person
- ChangedPOLLICK, DANA, TYKOCINSKI · title CCO → GENERAL COUNSEL
- ChangedMoore, Christopher, Paul · title INTERIM CFO → CFO
- No longer listedclark, scott, patrick · VP OF FINANCE · Less than 5% · control person · listed since Mar 2021
- AddedMoore, Christopher, Paul · INTERIM CFO · Less than 5%
- AddedB5 ADVISORY, INC. · MEMBER · 50–75% · control person
- AddedBAUM, BRYAN, DANIEL · SOLE SHAREHOLDER · 75% or more · indirect via B5 ADVISORY, INC. · control person
- AddedK5 ADVISORY, INC. · MEMBER · 50–75% · control person
- AddedKIVES, MICHAEL · SOLE SHAREHOLDER · 75% or more · indirect via K5 ADVISORY, INC. · control person
- Listed againclark, scott, patrick · VP OF FINANCE · Less than 5% · control person
- ChangedBAUM, BRYAN, DANIEL · ownership 50–75% → Less than 5%
- ChangedKIVES, MICHAEL · ownership 50–75% → Less than 5%
- No longer listedclark, scott, patrick · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Mar 2021
- AddedPOLLICK, DANA, TYKOCINSKI · CCO · Less than 5% · control person
- ListedBAUM, BRYAN, DANIEL · MEMBER · 50–75% · control person
- ListedKIVES, MICHAEL · MEMBER · 50–75% · control person
- Listedclark, scott, patrick · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
K5 Global Advisor LLC Holdings (2026-09-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-09-30 | 2026-10-20 | $4.02B | 3 | 0001099910-26-000283 |
| 2026-06-30 | 2026-08-27 | $6.59B | 3 | 0001099910-26-000254 |
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