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ALTFEST L J & CO INC — 13F Holdings & Portfolio

CIK 712050 · latest 13F-HR filed 2026-10-27

Backtest portfolio

ALTFEST L J & CO INC manages $1.01B in 13F-reported U.S. long-equity assets across 321 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are QQQM (5.76%), VTIP (5.25%), MINV (4.10%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 57 new positions and exited 50; 83 existing positions rose in reported value and 96 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$1.01B

Long-equity book

Holdings
321

Distinct positions

Period
2026-09-30

Filed 2026-10-27

Q/Q Activity
+57 / −50 / ↑83 / ↓96

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
QQQM5.8% · -1%VTIP5.3% · +26%MINV4.1% · -7%STIP4.1% · +3%EMLP3.9% · +1%UTEN3.4% · +2%AAPL3.4% · -2%SCHP2.9% · +4%VHT2.5% · -3%SPMB1.9% · +3%USAR1.8% · 0%LTPZ1.8% · +38%MSFT1.7% · +60%XLG1.7% · newAMZN1.6% · +20%FHLC1.4% · -25%GBIL1.4% · -36%PAVE1.3% · -0%LLY1.3% · -26%CARY1.3% · newTUA1.2% · +29%BIL1.2% · -55%XSD1.0% · +7%NVDA1.0% · -6%AIS0.9% · newMCHS0.9% · -12%KRE0.9% · -20%TZA0.9% · newEWT0.9% · +3492%GOOG0.8% · +54%OLP0.8% · 0%XLE0.8% · +2718%XBI0.8% · -36%SJB0.7% · newGVAL0.7% · +1%TSM0.7% · -20%ILF0.6% · newABBV0.6% · -10%JPM0.6% · -1%SCHB0.6% · +0%EDZ0.6% · newIHI0.6% · -31%NYF0.5% · +6%XLP0.5% · +77%SRVR0.5% · newSPY0.5% · +10%EWJV0.5% · -45%TMO0.5% · -5%META0.4% · +2%XOM0.4% · +0%SMH0.4% · -14%SCHF0.4% · -0%INDA0.4% · -50%QQQ0.4% · -3%DISK0.4% · newGLD0.4% · +444%FVAL0.4% · +1%JNJ0.4% · -2%ASML0.4% · +432%SKHY0.4% · new

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 37.2%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

Name Title / Status Ownership Type

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

ALTFEST L J & CO INC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 INVESCO EXCH TRADED FD TR II QQQM 46138G649 $58.0M 5.76% 190,342 SH
2 VANGUARD MALVERN FDS VTIP 922020805 $52.9M 5.25% 1,075,442 SH
3 MATTHEWS ASIA FDS MINV 577125826 $41.3M 4.10% 853,160 SH
4 ISHARES TR STIP 46429B747 $41.3M 4.09% 413,772 SH
5 FIRST TR EXCHANGE-TRADED FD EMLP 33738D101 $38.8M 3.85% 946,366 SH
6 RBB FD INC UTEN 74933W536 $34.5M 3.43% 852,390 SH
7 APPLE INC AAPL 037833100 $34.5M 3.42% 103,582 SH
8 SCHWAB STRATEGIC TR SCHP 808524870 $28.9M 2.87% 1,150,400 SH
9 VANGUARD WORLD FD VHT 92204A504 $24.9M 2.47% 78,881 SH
10 SPDR SERIES TRUST SPMB 78464A383 $19.3M 1.92% 913,881 SH
11 USA RARE EARTH INC USAR 91733P107 $17.7M 1.76% 1,260,525 SH
12 PIMCO ETF TR LTPZ 72201R304 $17.7M 1.76% 393,369 SH
13 MICROSOFT CORP MSFT 594918104 $17.4M 1.73% 33,933 SH
14 INVESCO EXCHANGE TRADED FD T XLG 46137V233 $16.7M 1.65% 262,096 SH
15 AMAZON COM INC AMZN 023135106 $15.7M 1.56% 63,054 SH
16 FIDELITY COVINGTON TRUST FHLC 316092600 $14.2M 1.41% 174,263 SH
17 GOLDMAN SACHS ETF TR GBIL 381430529 $14.1M 1.40% 141,081 SH
18 GLOBAL X FDS PAVE 37954Y673 $13.3M 1.32% 252,777 SH
19 ELI LILLY & CO LLY 532457108 $13.0M 1.30% 11,276 SH
20 ANGEL OAK FUNDS TRUST CARY 03463K760 $12.6M 1.25% 626,550 SH
21 SIMPLIFY EXCHANGE TRADED FUN TUA 82889N657 $12.6M 1.25% 660,612 SH
22 SPDR SERIES TRUST BIL 78468R663 $12.4M 1.23% 135,405 SH
23 SPDR SERIES TRUST XSD 78464A862 $10.0M 0.99% 18,913 SH
24 NVIDIA CORPORATION NVDA 67066G104 $10.0M 0.99% 43,745 SH
25 TIDAL TRUST III AIS 45259A845 $9.1M 0.90% 121,767 SH
26 MATTHEWS ASIA FDS MCHS 577125735 $9.1M 0.90% 230,078 SH
27 SPDR SERIES TRUST KRE 78464A698 $9.0M 0.89% 129,397 SH
28 DIREXION SHARES ETF TRUST TZA 25461H325 $8.8M 0.87% 185,093 SH
29 ISHARES INC EWT 46434G772 $8.6M 0.85% 76,109 SH
30 ALPHABET INC GOOG 02079K107 $8.2M 0.82% 24,123 SH
31 ONE LIBERTY PPTYS INC OLP 682406103 $7.8M 0.78% 356,763 SH
32 SELECT SECTOR SPDR TR XLE 81369Y506 $7.8M 0.77% 126,451 SH
33 SPDR SERIES TRUST XBI 78464A870 $7.6M 0.75% 48,141 SH
34 PROSHARES TR SJB 74347R131 $7.2M 0.71% 462,016 SH
35 CAMBRIA ETF TR GVAL 132061409 $6.8M 0.68% 180,491 SH
36 TAIWAN SEMICONDUCTOR MANUFAC TSM 874039100 $6.7M 0.67% 14,796 SH
37 ISHARES TR ILF 464287390 $6.4M 0.64% 186,136 SH
38 ABBVIE INC ABBV 00287Y109 $6.1M 0.61% 23,448 SH
39 JPMORGAN CHASE & CO JPM 46625H100 $6.1M 0.61% 18,491 SH
40 SCHWAB STRATEGIC TR SCHB 808524102 $6.0M 0.60% 205,713 SH
41 DIREXION SHARES ETF TRUST EDZ 25461H861 $5.7M 0.56% 391,872 SH
42 ISHARES TR IHI 464288810 $5.6M 0.55% 109,228 SH
43 ISHARES TR NYF 464288323 $4.9M 0.49% 97,799 SH
44 SELECT SECTOR SPDR TR XLP 81369Y308 $4.9M 0.49% 61,235 SH
45 PACER FDS TR SRVR 69374H741 $4.9M 0.48% 172,054 SH
46 ISHARES TR EWJV 46435U374 $4.7M 0.47% 97,752 SH
47 THERMO FISHER SCIENTIFIC INC TMO 883556102 $4.6M 0.45% 6,755 SH
48 META PLATFORMS INC META 30303M102 $4.2M 0.42% 5,782 SH
49 EXXONMOBIL HOLDINGS CORP XOM 30233Q108 $4.2M 0.41% 25,550 SH
50 VANECK ETF TRUST SMH 92189F676 $4.1M 0.41% 6,702 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-27 $1.01B 321 0002063364-26-000366
2026-06-30 2026-07-30 $1.03B 313 0002063364-26-000240
2026-03-31 2026-04-28 $934.9M 328 0002063364-26-000128
2025-12-31 2026-01-23 $913.5M 330 0002063364-26-000018
Filer Information
Address
445 PARK AVENUE
6TH FLOOR
NEW YORK, NY 10022
Phone
(212) 406-0850
Filing Manager
ALTFEST L J & CO INC
NEW YORK, NY
Signatory
Jim Cullen
Filing Agent