PINNACLE ASSOCIATES LTD — 13F Holdings & Portfolio

CIK 743127 · latest 13F-HR filed 2026-08-03

PINNACLE ASSOCIATES LTD manages $9.16B in 13F-reported U.S. long-equity assets across 972 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are JNJ (4.59%), AAPL (3.83%), MU (2.74%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 73 new positions, exited 61, added to 525, and trimmed 212.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Filer Information
Address
335 MADISON AVENUE
11TH FLOOR
NEW YORK, NY 10017
Phone
(212) 652-3200
Filing Manager
PINNACLE ASSOCIATES LTD
NEW YORK, NY
Signatory
Scott M. Brown
General Counsel & CCO
Loading holdings…
AUM

$9.16B

Long-equity book

Holdings

972

Distinct positions

Period

2026-06-30

Filed 2026-08-03

Q/Q Activity

+73 / −61 / ↑525 / ↓212

vs 2026-03-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • MICRON TECHNOLOGY INC$162.5M +183.4%
  • LAM RESEARCH CORP$49.4M +80.4%
  • APPLE INC$40.4M +13.0%
  • CATERPILLAR INC$38.5M +48.9%
  • APPLIED MATLS INC$34.6M +106.7%
Show all 525 →

Top Trims

  • REGENERON PHARMACEUTICALS-$13.1M -20.5%
  • CHEVRON CORPORATION-$10.3M -26.1%
  • LUMENTUM HLDGS INC-$8.3M -15.7%
  • EXXON MOBIL CORP-$6.9M -16.8%
  • GOLAR LNG LTD-$6.1M -12.0%
Show all 212 →

New Positions

  • HONEYWELL INTL INC$13.2M
  • HONEYWELL AEROSPACE INC$13.0M
  • FEDEX FGHT HLDG CO INC$5.4M
  • VENTURE GLOBAL INC$3.9M
  • DUPONT DE NEMOURS INC$2.7M
Show all 73 →

Exited Positions

  • HONEYWELL INTL INC$27.0M
  • DUPONT DE NEMOURS INC$2.8M
  • INTUIT$1.3M
  • COTERRA ENERGY INC$786.5K
  • INSPIRE MED SYS INC$616.8K
Show all 61 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 JOHNSON & JOHNSON JNJ 478160104 $420.8M 4.59% 1,656,912 SH
2 APPLE INC AAPL 037833100 $350.9M 3.83% 1,212,707 SH
3 MICRON TECHNOLOGY INC MU 595112103 $251.1M 2.74% 217,570 SH
4 NVIDIA CORPORATION NVDA 67066G104 $191.0M 2.09% 954,703 SH
5 BROADCOM INC AVGO 11135F101 $170.6M 1.86% 451,507 SH
6 MICROSOFT CORP MSFT 594918104 $162.5M 1.77% 435,694 SH
7 INVESCO QQQ TR QQQ 46090E103 $146.0M 1.59% 198,221 SH
8 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $142.7M 1.56% 191,064 SH
9 VANGUARD INDEX FDS VB 922908751 $140.2M 1.53% 462,685 SH
10 VANGUARD INDEX FDS VTI 922908769 $140.0M 1.53% 378,423 SH
11 JPMORGAN CHASE & CO JPM 46625H100 $135.5M 1.48% 413,954 SH
12 AMAZON COM INC AMZN 023135106 $129.9M 1.42% 545,210 SH
13 ALPHABET INC GOOGL 02079K305 $122.0M 1.33% 341,301 SH
14 ALPHABET INC GOOG 02079K107 $120.2M 1.31% 340,303 SH
15 CATERPILLAR INC CAT 149123101 $117.2M 1.28% 110,066 SH
16 META PLATFORMS INC META 30303M102 $114.8M 1.25% 203,836 SH
17 LAM RESEARCH CORP LRCX 512807306 $110.8M 1.21% 255,656 SH
18 ISHARES TR IVV 464287200 $106.7M 1.16% 142,460 SH
19 COHERENT CORP COHR 19247G107 $98.6M 1.08% 249,909 SH
20 ISHARES TR QUAL 46432F339 $95.3M 1.04% 434,127 SH
21 MORGAN STANLEY MS 617446448 $93.5M 1.02% 447,409 SH
22 VANGUARD INTL EQUITY INDEX F VEU 922042775 $90.5M 0.99% 1,081,105 SH
23 VANGUARD WHITEHALL FDS VYM 921946406 $87.9M 0.96% 556,485 SH
24 CISCO SYS INC CSCO 17275R102 $82.8M 0.90% 704,734 SH
25 ELI LILLY & CO LLY 532457108 $74.4M 0.81% 62,043 SH
26 APPLIED MATLS INC AMAT 038222105 $67.0M 0.73% 92,679 SH
27 CORNING INC GLW 219350105 $66.4M 0.72% 259,947 SH
28 MERCK & CO INC MRK 58933Y105 $62.6M 0.68% 486,775 SH
29 VISA INC V 92826C839 $60.8M 0.66% 177,218 SH
30 ULTRA CLEAN HLDGS INC UCTT 90385V107 $57.0M 0.62% 399,934 SH
31 HOME DEPOT INC HD 437076102 $54.8M 0.60% 155,404 SH
32 WALMART INC WMT 931142103 $54.8M 0.60% 483,782 SH
33 AMERICAN EXPRESS CO AXP 025816109 $54.7M 0.60% 161,660 SH
34 VANGUARD WORLD FD VGT 92204A702 $53.7M 0.59% 449,691 SH
35 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $53.4M 0.58% 106,788 SH
36 EATON CORP PLC ETN G29183103 $53.2M 0.58% 124,878 SH
37 BLOOM ENERGY CORP BE 093712107 $53.1M 0.58% 175,306 SH
38 REGENERON PHARMACEUTICALS REGN 75886F107 $50.7M 0.55% 81,247 SH
39 BANK OF AMER CORP BAC 060505104 $50.0M 0.55% 877,301 SH
40 NLIGHT INC LASR 65487K100 $49.6M 0.54% 712,536 SH
41 VICOR CORP VICR 925815102 $49.6M 0.54% 130,492 SH
42 SCHWAB STRATEGIC TR SCHD 808524797 $48.4M 0.53% 1,527,109 SH
43 ROYAL CARIBBEAN GROUP RCL V7780T103 $48.3M 0.53% 152,004 SH
44 ABBVIE INC ABBV 00287Y109 $46.9M 0.51% 186,566 SH
45 CITIGROUP INC C 172967424 $46.5M 0.51% 332,112 SH
46 INTERNATIONAL BUSINESS MACHS IBM 459200101 $45.2M 0.49% 160,772 SH
47 GOLAR LNG LTD GLNG G9456A100 $44.6M 0.49% 895,488 SH
48 LUMENTUM HLDGS INC LITE 55024U109 $44.4M 0.48% 51,692 SH
49 RTX CORPORATION RTX 75513E101 $43.3M 0.47% 228,174 SH
50 ICHOR HOLDINGS ICHR G4740B105 $42.6M 0.47% 379,392 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-03 $9.16B 972 0000743127-26-000003
2026-03-31 2026-04-22 $7.78B 960 0000743127-26-000002
2025-12-31 2026-02-05 $7.79B 936 0000743127-26-000001