PINNACLE ASSOCIATES LTD — 13F Holdings & Portfolio

CIK 743127 · latest 13F-HR filed 2026-04-22

PINNACLE ASSOCIATES LTD manages $7.78B in 13F-reported U.S. long-equity assets across 960 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are JNJ (5.19%), AAPL (3.99%), NVDA (2.15%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 68 new positions, exited 44, added to 335, and trimmed 313.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM

$7.78B

Long-equity book

Holdings

960

Distinct positions

Period

2026-03-31

Filed 2026-04-22

Q/Q Activity

+68 / −44 / ↑335 / ↓313

vs 2025-12-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • JOHNSON & JOHNSON$60.4M +17.6%
  • ULTRA CLEAN HLDGS INC$15.8M +134.6%
  • CATERPILLAR INC$14.5M +22.5%
  • GOLAR LNG LTD$13.4M +36.1%
  • EXXON MOBIL CORP$11.9M +40.6%
Show all 335

Top Trims

  • MICROSOFT CORP-$47.6M -23.1%
  • NVIDIA CORPORATION-$26.5M -13.7%
  • APPLE INC-$24.8M -7.4%
  • BROADCOM INC-$18.9M -12.0%
  • JPMORGAN CHASE & CO-$14.7M -10.8%
Show all 313

New Positions

  • RBB FUND TRUST$16.7M
  • ANTERO RESOURCES CORP$5.3M
  • ASTRAZENECA PLC$3.7M
  • SPDR INDEX SHS FDS$2.2M
  • HIGHWOODS PPTYS INC$2.2M
Show all 68

Exited Positions

  • TEGNA INC$7.2M
  • ALEXANDER & BALDWIN INC NEW$3.2M
  • ASTRAZENECA PLC$3.1M
  • CHURCHILL CAP CORP X$2.8M
  • CYBERARK SOFTWARE LTD$1.4M
Show all 44
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 JOHNSON & JOHNSON JNJ 478160104 $404.0M 5.19% 1,652,666 SH
2 APPLE INC AAPL 037833100 $310.5M 3.99% 1,223,636 SH
3 NVIDIA CORPORATION NVDA 67066G104 $167.2M 2.15% 958,825 SH
4 MICROSOFT CORP MSFT 594918104 $158.8M 2.04% 429,111 SH
5 BROADCOM INC AVGO 11135F101 $139.2M 1.79% 449,852 SH
6 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $123.6M 1.59% 190,047 SH
7 JPMORGAN CHASE & CO JPM 46625H100 $121.7M 1.56% 413,660 SH
8 VANGUARD INDEX FDS VB 922908751 $120.1M 1.54% 458,673 SH
9 VANGUARD INDEX FDS VTI 922908769 $118.2M 1.52% 368,526 SH
10 INVESCO QQQ TR QQQ 46090E103 $113.3M 1.46% 196,368 SH
11 AMAZON COM INC AMZN 023135106 $111.5M 1.43% 535,581 SH
12 ALPHABET INC GOOGL 02079K305 $99.9M 1.28% 347,384 SH
13 ALPHABET INC GOOG 02079K107 $98.2M 1.26% 342,387 SH
14 ISHARES TR IVV 464287200 $93.4M 1.20% 142,920 SH
15 META PLATFORMS INC META 30303M102 $93.0M 1.20% 162,529 SH
16 MICRON TECHNOLOGY INC MU 595112103 $88.6M 1.14% 262,297 SH
17 ISHARES TR QUAL 46432F339 $82.4M 1.06% 429,470 SH
18 VANGUARD WHITEHALL FDS VYM 921946406 $81.6M 1.05% 550,774 SH
19 VANGUARD INTL EQUITY INDEX F VEU 922042775 $79.4M 1.02% 1,057,394 SH
20 CATERPILLAR INC CAT 149123101 $78.7M 1.01% 111,072 SH
21 MORGAN STANLEY MS 617446448 $74.0M 0.95% 449,474 SH
22 COHERENT CORP COHR 19247G107 $69.3M 0.89% 290,965 SH
23 REGENERON PHARMACEUTICALS REGN 75886F107 $63.8M 0.82% 82,512 SH
24 LAM RESEARCH CORP LRCX 512807306 $61.4M 0.79% 287,487 SH
25 WALMART INC WMT 931142103 $60.2M 0.77% 484,112 SH
26 MERCK & CO INC MRK 58933Y105 $58.4M 0.75% 485,756 SH
27 ELI LILLY & CO LLY 532457108 $57.0M 0.73% 61,937 SH
28 CISCO SYS INC CSCO 17275R102 $54.8M 0.70% 706,683 SH
29 VISA INC V 92826C839 $53.3M 0.69% 176,369 SH
30 LUMENTUM HLDGS INC LITE 55024U109 $52.6M 0.68% 74,890 SH
31 GOLAR LNG LTD GLNG G9456A100 $50.7M 0.65% 936,976 SH
32 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $50.1M 0.64% 104,478 SH
33 HOME DEPOT INC HD 437076102 $49.8M 0.64% 151,546 SH
34 AMERICAN EXPRESS CO AXP 025816109 $48.2M 0.62% 159,355 SH
35 SCHWAB STRATEGIC TR SCHD 808524797 $45.1M 0.58% 1,469,689 SH
36 EATON CORP PLC ETN G29183103 $44.5M 0.57% 124,522 SH
37 RTX CORPORATION RTX 75513E101 $44.4M 0.57% 230,294 SH
38 BANK AMERICA CORP BAC 060505104 $43.1M 0.55% 885,036 SH
39 NLIGHT INC LASR 65487K100 $42.7M 0.55% 748,299 SH
40 ROYAL CARIBBEAN GROUP RCL V7780T103 $42.3M 0.54% 153,882 SH
41 EXXON MOBIL CORP XOM 30231G102 $41.2M 0.53% 242,576 SH
42 J P MORGAN EXCHANGE TRADED F JEPI 46641Q332 $40.7M 0.52% 717,528 SH
43 ABBVIE INC ABBV 00287Y109 $40.5M 0.52% 186,380 SH
44 CHEVRON CORPORATION CVX 166764100 $39.6M 0.51% 191,322 SH
45 VANGUARD WORLD FD VGT 92204A702 $39.5M 0.51% 56,565 SH
46 BLACKROCK INC BLK 09290D101 $39.0M 0.50% 40,546 SH
47 CITIGROUP INC C 172967424 $37.8M 0.49% 333,255 SH
48 CORNING INC GLW 219350105 $36.9M 0.47% 271,440 SH
49 INTERNATIONAL BUSINESS MACHS IBM 459200101 $35.8M 0.46% 147,678 SH
50 COSTCO WHOLESALE CORPORATION COST 22160K105 $35.8M 0.46% 35,904 SH
Filing History
Period Filed AUM Holdings Accession
2026-03-31 2026-04-22 $7.78B 960 0000743127-26-000002
2025-12-31 2026-02-05 $7.79B 936 0000743127-26-000001