CAPITAL MANAGEMENT ASSOCIATES /NY/ — 13F Holdings & Portfolio
CIK 825293 · latest 13F-HR filed 2026-11-03
CAPITAL MANAGEMENT ASSOCIATES /NY/ manages $76.0M in 13F-reported U.S. long-equity assets across 45 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are BE (5.91%), NVDA (5.83%), GOOGL (5.44%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 6 new positions and exited 5; 14 existing positions rose in reported value and 14 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Long-equity book
Distinct positions
Filed 2026-11-03
vs 2026-06-30
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q3 26Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q2 26 → Q3 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 45.2%Cumulative share of the portfolio held in the largest N positions.
| Name | Title / Status | Ownership | Type |
|---|
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- EXXONMOBIL HOLDINGS CORP COM SHS$881.4K +72.8%
- MICROSOFT CORP COM$769.3K +37.5%
- ISHARES BIOTECHNOLOGY ETF$713.0K +93.7%
- FREEPORT MCMORAN INC CL B$680.9K +63.7%
- MCKESSON CORP COM$628.2K +40.6%
Top Trims
- APPLIED MATLS INC COM-$1.2M -37.4%
- WALMART INC COM-$934.8K -37.2%
- BLOOM ENERGY CORP COM CL A-$931.3K -17.2%
- CURTISS WRIGHT CORP COM-$913.7K -40.2%
- GE VERNOVA INC COM-$516.1K -19.1%
New Positions
- STATE STREET FINANCIAL SELECT SECTOR SPDR ETF$1.2M
- SPACE EXPLORATION TECHN CORP CLASS A COM STK$1.1M
- GLOBAL X SILVER MINERS ETF$602.1K
- ISHARES BITCOIN TRUST ETF$426.1K
- BITWISE SOLANA STAKING ETF$403.8K
Exited Positions
- VANECK GOLD MINERS ETF$1.8M
- PALANTIR TECHNOLOGIES INC CL A$1.2M
- MP MATERIALS CORP COM CL A$1.0M
- NEXTERA ENERGY INC COM$965.5K
- GLOBAL X URANIUM ETF$546.2K
CAPITAL MANAGEMENT ASSOCIATES /NY/ Holdings (2026-09-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | BLOOM ENERGY CORP COM CL A | BE | 093712107 | $4.5M | 5.91% | 16,200 | SH |
| 2 | NVIDIA CORPORATION COM | NVDA | 67066G104 | $4.4M | 5.83% | 19,400 | SH |
| 3 | ALPHABET INC CAP STK CL A | GOOGL | 02079K305 | $4.1M | 5.44% | 12,000 | SH |
| 4 | PALO ALTO NETWORKS INC COM | PANW | 697435105 | $4.0M | 5.23% | 10,000 | SH |
| 5 | QUANTA SVCS INC COM | PWR | 74762E102 | $3.6M | 4.74% | 5,600 | SH |
| 6 | ELI LILLY & CO COM | LLY | 532457108 | $3.0M | 3.96% | 2,600 | SH |
| 7 | MICROSOFT CORP COM | MSFT | 594918104 | $2.8M | 3.71% | 5,500 | SH |
| 8 | JPMORGAN CHASE & CO COM | JPM | 46625H100 | $2.8M | 3.70% | 8,500 | SH |
| 9 | AMAZON COM INC COM | AMZN | 023135106 | $2.7M | 3.61% | 11,000 | SH |
| 10 | ASML HLDG NV N Y REGISTRY SHS | ASML | N07059210 | $2.3M | 3.04% | 1,275 | SH |
| 11 | GE VERNOVA INC COM | GEV | 36828A101 | $2.2M | 2.88% | 2,300 | SH |
| 12 | MCKESSON CORP COM | MCK | 58155Q103 | $2.2M | 2.87% | 2,550 | SH |
| 13 | EXXONMOBIL HOLDINGS CORP COM SHS | XOM | 30233Q108 | $2.1M | 2.75% | 12,852 | SH |
| 14 | BLACKROCK INC COM | BLK | 09290D101 | $2.0M | 2.65% | 1,900 | SH |
| 15 | APPLIED MATLS INC COM | AMAT | 038222105 | $2.0M | 2.61% | 3,875 | SH |
| 16 | APPLE INC COM | AAPL | 037833100 | $2.0M | 2.59% | 5,900 | SH |
| 17 | FREEPORT MCMORAN INC CL B | FCX | 35671D857 | $1.8M | 2.30% | 25,000 | SH |
| 18 | WALMART INC COM | WMT | 931142103 | $1.6M | 2.08% | 15,200 | SH |
| 19 | INVESCO S&P 500 EQUAL WEIGHT ETF | RSP | 46137V357 | $1.6M | 2.05% | 7,500 | SH |
| 20 | INTERNATIONAL BUSINESS MACHS COM | IBM | 459200101 | $1.5M | 2.03% | 7,000 | SH |
| 21 | ISHARES BIOTECHNOLOGY ETF | IBB | 464287556 | $1.5M | 1.94% | 7,000 | SH |
| 22 | TESLA INC COM | TSLA | 88160R101 | $1.4M | 1.87% | 4,000 | SH |
| 23 | THERMO FISHER SCIENTIFIC INC COM | TMO | 883556102 | $1.4M | 1.87% | 2,100 | SH |
| 24 | ROSS STORES INC COM | ROST | 778296103 | $1.4M | 1.84% | 6,000 | SH |
| 25 | CONSTELLATION ENERGY CORP COM | CEG | 21037T109 | $1.4M | 1.84% | 5,500 | SH |
| 26 | CURTISS WRIGHT CORP COM | CW | 231561101 | $1.4M | 1.79% | 2,500 | SH |
| 27 | CELESTICA INC COM | CLS | 15101Q207 | $1.3M | 1.71% | 3,600 | SH |
| 28 | LINDE PLC SHS | LIN | G54950103 | $1.2M | 1.56% | 2,500 | SH |
| 29 | STATE STREET FINANCIAL SELECT SECTOR SPDR ETF | XLF | 81369Y605 | $1.2M | 1.55% | 22,000 | SH |
| 30 | SPACE EXPLORATION TECHN CORP CLASS A COM STK | SPCX | 84615Q103 | $1.1M | 1.45% | 7,300 | SH |
| 31 | STATE STREET SPDR S&P BIOTECH ETF | XBI | 78464A870 | $946.1K | 1.25% | 6,000 | SH |
| 32 | CHENIERE ENERGY INC COM NEW | LNG | 16411R208 | $941.6K | 1.24% | 3,500 | SH |
| 33 | SLB LIMITED COM STK | SLB | 806857108 | $828.2K | 1.09% | 17,000 | SH |
| 34 | CVS HEALTH CORP COM | CVS | 126650100 | $771.2K | 1.02% | 9,000 | SH |
| 35 | STATE STREET SPDR S&P METALS & MINING ETF | XME | 78464A755 | $724.9K | 0.95% | 7,000 | SH |
| 36 | APOLLO GLOBAL MGMT INC COM | APO | 03769M106 | $696.4K | 0.92% | 6,000 | SH |
| 37 | BLACKSTONE INC COM | BX | 09260D107 | $672.5K | 0.89% | 6,000 | SH |
| 38 | BANK OF AMER CORP COM | BAC | 060505104 | $653.2K | 0.86% | 12,000 | SH |
| 39 | GLOBAL X SILVER MINERS ETF | SIL | 37954Y848 | $602.1K | 0.79% | 7,000 | SH |
| 40 | MICRON TECHNOLOGY INC COM | MU | 595112103 | $585.8K | 0.77% | 550 | SH |
| 41 | MARVELL TECHNOLOGY INC COM | MRVL | 573874104 | $581.3K | 0.77% | 2,200 | SH |
| 42 | ISHARES BITCOIN TRUST ETF | IBIT | 46438F101 | $426.1K | 0.56% | 9,000 | SH |
| 43 | BITWISE SOLANA STAKING ETF | BSOL | 091948109 | $403.8K | 0.53% | 25,000 | SH |
| 44 | ISHARES ETHEREUM TRUST ETF | ETHA | 46438R204 | $402.4K | 0.53% | 20,000 | SH |
| 45 | BROADCOM INC COM | AVGO | 11135F101 | $351.2K | 0.46% | 1,000 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-09-30 | 2026-11-03 | $76.0M | 45 | 0000825293-26-000004 |
| 2026-06-30 | 2026-08-10 | $77.7M | 44 | 0000825293-26-000003 |
| 2026-03-31 | 2026-05-04 | $60.2M | 36 | 0000825293-26-000002 |
| 2025-12-31 | 2026-02-09 | $68.2M | 39 | 0000825293-26-000001 |
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