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GREENBERG FINANCIAL GROUP — 13F Holdings & Portfolio

CIK 946626 · latest 13F-HR filed 2026-07-15

Backtest portfolio

GREENBERG FINANCIAL GROUP manages $270.2M in 13F-reported U.S. long-equity assets across 126 reported positions as of its 2025-06-30 13F-HR filing. Its largest disclosed positions are SPY (14.88%), QQQ (9.38%), RSP (5.70%). Quarter over quarter (versus its 2025-03-31 filing) the fund opened 19 new positions and exited 11; 47 existing positions rose in reported value and 30 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$270.2M

Long-equity book

Holdings
126

Distinct positions

Period
2025-06-30

Filed 2026-07-15

Q/Q Activity
+19 / −11 / ↑47 / ↓30

vs 2025-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q4 25
SPY14.9% · -2%QQQ8.9% · +3%RSP5.6% · -1%DIA4.3% · +0%AAPL4.3% · -0%IWM4.1% · +6%IJH4.0% · +4%MSFT3.9% · +0%DVY3.7% · -0%VYM3.3% · +2%PFF3.1% · -3%TLT2.7% · +10%NVDA2.6% · -12%ROP2.5% · +102%VTV2.4% · -4%SDY1.3% · -6%SPYD1.1% · -5%VTI1.0% · +10%RTX1.0% · +11%CHY0.9% · +94%VCSH0.9% · -6%SPSB0.9% · -6%SBUX0.9% · +41%ISTB0.9% · -6%META0.9% · -15%AMZN0.9% · -30%GOOG0.7% · -16%CVX0.7% · +6%SPHD0.7% · +1%CAT0.7% · +25%JPST0.6% · -3%XOM0.6% · +61%EDV0.6% · +1%QDPL0.5% · -20%GOOGL0.5% · -4%NLR0.5% · -14%ORCL0.4% · +5%SVOL0.4% · +48%JPM0.4% · +7%JNJ0.4% · -0%VRT0.4% · +85%SOXX0.3% · +4%RACE0.3% · +6%PYPL0.3% · newDIS0.3% · +39%PGHY0.3% · newVOO0.3% · -12%PSK0.3% · newBA0.3% · -1%AXON0.3% · newAVGO0.3% · -13%FBTC0.3% · +3%AVK0.2% · newWMT0.2% · -4%VZ0.2% · +10%DECK0.2% · newQCOM0.2% · +9%IBM0.2% · -64%BRK.B0.2% · +31%KO0.2% · +172%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 25 → Q4 25

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 57.1%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 16, 2026.

Assets Under Management
$406.9M
Discretionary
$368.1M
Employees
10
Accounts
1,175
Address
4511 N CAMPBELL AVE #255
TUCSON, AZ 85718-6423
Phone
(520) 544-4909
Website
Name Title / Status Ownership Type
GREENBERG, DEAN, STEVEN ControlCEO
since Jan 1995
75% or moreIndividual
Glick, Todd ControlCHIEF COMPLIANCE OFFICER
since Jan 2026
Less than 5%Individual
Greenberg, Dylan, Jacob ControlPRESIDENT
since Jun 2025
Less than 5%Individual
Ownership & leadership changes · 2 filings with changes since Mar 8, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Jan 16, 2026 filing
  • No longer listedMAXWELL, SUSAN JANE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jun 2007
  • ChangedGlick, Todd · title VICE PRESIDENT → CHIEF COMPLIANCE OFFICER
Jun 24, 2025 filing
  • AddedGlick, Todd · VICE PRESIDENT · Less than 5% · control person
  • AddedGreenberg, Dylan, Jacob · PRESIDENT · Less than 5% · control person
  • ChangedGREENBERG, DEAN, STEVEN · title PRESIDENT → CEO
  • ChangedMAXWELL, SUSAN JANE · title CHIEF COMPLIANCE OFFICER / VICE PRESIDENT → CHIEF COMPLIANCE OFFICER
Mar 8, 2012 filing (earliest on record)
  • ListedGREENBERG, DEAN, STEVEN · PRESIDENT · 75% or more · control person
  • ListedMAXWELL, SUSAN JANE · CHIEF COMPLIANCE OFFICER / VICE PRESIDENT · Less than 5% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

GREENBERG FINANCIAL GROUP Holdings (2025-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $40.2M 14.88% 53,837 SH
2 INVESCO QQQ TR QQQ 46090E103 $25.3M 9.38% 34,419 SH
3 INVESCO EXCHANGE TRADED FD T RSP 46137V357 $15.4M 5.70% 72,370 SH
4 STATE STR SPDR DOW JONES IND DIA 78467X109 $11.3M 4.19% 21,687 SH
5 ISHARES TR IWM 464287655 $11.3M 4.19% 37,677 SH
6 APPLE INC AAPL 037833100 $11.1M 4.10% 38,247 SH
7 ISHARES TR IJH 464287507 $11.0M 4.06% 142,120 SH
8 ISHARES TR DVY 464287168 $10.1M 3.72% 64,327 SH
9 VANGUARD WHITEHALL FDS VYM 921946406 $8.6M 3.18% 54,387 SH
10 NVIDIA CORPORATION NVDA 67066G104 $7.7M 2.84% 38,338 SH
11 ISHARES TR PFF 464288687 $7.6M 2.80% 248,249 SH
12 MICROSOFT CORP MSFT 594918104 $7.3M 2.72% 19,690 SH
13 VANGUARD INDEX FDS VTV 922908744 $7.0M 2.57% 31,902 SH
14 ISHARES TR TLT 464287432 $6.0M 2.21% 69,024 SH
15 SPDR SERIES TRUST SDY 78464A763 $3.6M 1.35% 23,937 SH
16 AMAZON COM INC AMZN 023135106 $3.1M 1.16% 13,172 SH
17 SPDR SERIES TRUST SPYD 78468R788 $3.0M 1.11% 62,744 SH
18 CALAMOS ETF TR CAIE 12811T571 $2.9M 1.06% 105,025 SH
19 CATERPILLAR INC CAT 149123101 $2.4M 0.90% 2,290 SH
20 VANGUARD SCOTTSDALE FDS VCSH 92206C409 $2.4M 0.88% 30,103 SH
21 SPDR SERIES TRUST SPSB 78464A474 $2.4M 0.88% 78,955 SH
22 ISHARES TR ISTB 46432F859 $2.4M 0.88% 49,069 SH
23 VANGUARD INDEX FDS VTI 922908769 $2.4M 0.87% 6,381 SH
24 ALPHABET INC GOOG 02079K107 $2.4M 0.87% 6,672 SH
25 ROPER TECHNOLOGIES INC ROP 776696106 $2.2M 0.83% 6,638 SH
26 META PLATFORMS INC META 30303M102 $2.2M 0.82% 3,921 SH
27 RTX CORPORATION RTX 75513E101 $2.2M 0.80% 11,350 SH
28 STARBUCKS CORP SBUX 855244109 $1.9M 0.72% 18,968 SH
29 CHEVRON CORPORATION CVX 166764100 $1.8M 0.66% 10,783 SH
30 INVESCO EXCH TRADED FD TR II SPHD 46138E362 $1.8M 0.66% 34,983 SH
31 PACER FDS TR QDPL 69374H436 $1.7M 0.64% 38,293 SH
32 ISHARES TR SOXX 464287523 $1.7M 0.64% 2,688 SH
33 J P MORGAN EXCHANGE TRADED F JPST 46641Q837 $1.6M 0.59% 31,372 SH
34 INTERNATIONAL BUSINESS MACHS IBM 459200101 $1.5M 0.55% 5,265 SH
35 ALPHABET INC GOOGL 02079K305 $1.4M 0.53% 3,996 SH
36 CALAMOS CONV & HIGH INCOME F CHY 12811P108 $1.4M 0.52% 103,676 SH
37 CALAMOS ETF TR CAIQ 12811T530 $1.4M 0.51% 51,620 SH
38 INTEL CORP INTC 458140100 $1.4M 0.50% 9,696 SH
39 UNITED STS OIL FD LP Put USO 91232N207 $1.3M 0.49% 12,500 SH
40 VANGUARD WORLD FD EDV 921910709 $1.3M 0.49% 20,296 SH
41 VANECK ETF TRUST NLR 92189F601 $1.3M 0.47% 11,002 SH
42 JOHNSON & JOHNSON JNJ 478160104 $1.2M 0.43% 4,615 SH
43 APPLIED MATLS INC AMAT 038222105 $1.0M 0.39% 1,440 SH
44 SLB LIMITED SLB 806857108 $1.0M 0.38% 21,960 SH
45 EXXON MOBIL CORP XOM 30231G102 $1.0M 0.37% 7,348 SH
46 VERTIV HOLDINGS CO VRT 92537N108 $998.1K 0.37% 2,981 SH
47 ADVANCED MICRO DEVICES INC AMD 007903107 $977.7K 0.36% 1,683 SH
48 NETFLIX INC. NFLX 64110L106 $932.7K 0.35% 13,063 SH
49 JPMORGAN CHASE & CO JPM 46625H100 $929.2K 0.34% 2,839 SH
50 SPDR SERIES TRUST XME 78464A755 $922.5K 0.34% 8,627 SH
Filing History
Period Filed AUM Holdings Accession
2025-12-31 2026-01-22 $242.9M 113 0002085853-26-000064
2025-06-30 2026-07-15 $270.2M 126 0002085853-26-000739
2025-03-31 2026-04-16 $242.3M 118 0002085853-26-000383
Filer Information
Address
4511 N CAMPBELL AVE
TUCSON, AZ 85718
Phone
(520) 544-4909
Filing Manager
GREENBERG FINANCIAL GROUP
TUCSON, AZ
Signatory
Todd Glick Jr.
Vice President/CCO/COO