CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
CIK 1034546 · last filed 2019-02-15
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$52.91M
Companies
12
Total Filings
211
Lifetime Open-Market Net
-$474.55M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| CHINA FUND INC (CHN) Delisted | 10%+ Owner | 6,900 | $18.19 | $125.5K | -$61.48M | 19 | 2019-02-15 |
| KF | 10%+ Owner | 129,462 | $59.51 | $7.70M | -$335.88M | 81 | 2018-09-20 |
| TDF | 10%+ Owner | 805,589 | $10.60 | $8.54M | -$20.22M | 33 | 2018-09-19 |
| TWN | 10%+ Owner | 238,672 | $85.35 | $20.37M | -$4.21M | 4 | 2018-09-13 |
| LATIN AMERICAN DISCOVERY FUND, INC. (LDF) Delisted | 10%+ Owner | 192,112 | — | — | -$3.37M | 11 | 2018-08-29 |
| ASIA PACIFIC FUND INC (APB) Delisted | 10%+ Owner | 189,013 | — | — | -$1.89M | 1 | 2018-06-05 |
| MORGAN STANLEY EMERGING MARKETS FUND INC (MSF) Delisted | 10%+ Owner | 336,578 | — | — | -$5.54M | 13 | 2018-06-01 |
| AEF | 10%+ Owner | 1,506,217 | $8.60 | $12.95M | $302.9K | 4 | 2018-05-30 |
| MXE | 10%+ Owner | 207,541 | $13.08 | $2.72M | -$735.5K | 6 | 2018-04-02 |
| IIF | 10%+ Owner | 28,263 | $22.35 | $631.7K | -$32.12M | 27 | 2018-03-14 |
| THAI FUND, INC. (TTF) Delisted | 10%+ Owner | 137,806 | — | — | -$9.01M | 11 | 2017-12-18 |
| ABERDEEN GREATER CHINA FUND, INC. (GCH) Delisted | 10%+ Owner | 197,193 | — | — | -$404.4K | 1 | 2017-10-13 |
Recent Filings · Page 14 of 22
211 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2017-10-05 | THAI FUND, INC. (TTF) Delisted | Sell (S) | −3,200 | -$33.8K | EDGAR |
| 2017-10-05 | TDF | Buy (P) | +200,000 | $4.23M | EDGAR |
| 2017-09-29 | TDF | Sell (S) | −12,204 | -$258.1K | EDGAR |
| 2017-09-27 | TDF | Sell (S) | −419,940 | -$8.85M | EDGAR |
| 2017-09-07 | TDF | Sell (S) | −141,732 | -$3.17M | EDGAR |
| 2017-09-05 | TDF | Sell (S) | −17,704 | -$395.3K | EDGAR |
| 2017-08-31 | TDF | Sell (S) | −408,550 | -$9.09M | EDGAR |
| 2017-08-25 | TDF | Sell (S) | −11,000 | -$238.6K | EDGAR |
| 2017-08-23 | TDF | Sell (S) | −120,000 | -$2.56M | EDGAR |
| 2017-08-14 | THAI FUND, INC. (TTF) Delisted | Sell (S) | −48,752 | -$428.4K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.