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Richard Silver

CIK 1369466 · last filed 2018-09-07

Richard Silver is a corporate insider who has filed 11 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing shows the insider bought $58.7K of CHN on Sep 7, 2018. Across all open-market trades the lifetime net is +$4.2M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $160.7K across reported positions. 21 SEC filings were submitted jointly with CITY OF LONDON INVESTMENT GROUP PLC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$160.7K

Companies

2

Total Filings

11

Lifetime Open-Market Net

$4.17M

Filer Profile

Reported Address
C/O STATE STREET BANK AND TRUST COMPANY
ONE LINCOLN STREET
BOSTON, MA 02111
Related Filers
CITY OF LONDON INVESTMENT GROUP PLC — 21 joint filings, latest 2018-03-14
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD — 21 joint filings, latest 2018-03-14
Julian Reid — 16 joint filings, latest 2018-03-14
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
CHINA FUND INC (CHN) Delisted Director 175,029 $18.19 $3.18M $4.00M 7 2018-09-07
KF Director 2,392 $67.18 $160.7K $171.4K 4 2012-01-24

Recent Filings

11 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2018-09-07 CHINA FUND INC (CHN) Delisted Buy (P) +3,000 $58.7K EDGAR
2018-02-12 CHINA FUND INC (CHN) Delisted Buy (P) +45,600 $958.5K EDGAR
2018-02-09 CHINA FUND INC (CHN) Delisted Buy (P) +58,688 $1.26M EDGAR
2018-01-19 CHINA FUND INC (CHN) Delisted Buy (P) +4,364 $101.7K EDGAR
2018-01-18 CHINA FUND INC (CHN) Delisted Buy (P) +19,104 $429.1K EDGAR
2018-01-17 CHINA FUND INC (CHN) Delisted Buy (P) +39,024 $899.9K EDGAR
2018-01-16 CHINA FUND INC (CHN) Delisted Buy (P) +12,675 $289.6K EDGAR
2012-01-24 KF Buy (P) +350 $13.6K EDGAR
2009-03-18 KF Buy (P) +2,528 $60.6K EDGAR
2008-04-29 KF Buy (P) +3,528 $84.6K EDGAR
Showing 1–10 of 11
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.