JOHN K A PRENDERGAST

CIK 1042019 · last filed 2025-12-11

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$205.5K

Companies

5

Total Filings

46

Lifetime Open-Market Net

-$310.2K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
PTN Director 15,102 $13.61 $205.5K $0 21 2025-12-11
Scorpius Holdings, Inc. (NHWK) Delisted Director $0.41 $0 1 2022-12-09
Scorpius Holdings, Inc. (HTBX) Delisted Director 203,272 $2.38 $483.8K -$205.3K 9 2022-01-03
MNOV Director $1.23 $0 6 2011-07-20
AVIGEN INC \DE (AVGN) Delisted Director 40,845 -$105.0K 4 2008-08-15

Recent Filings · Page 5 of 5

46 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2007-08-23 Buy (P) +400,000 $50.0K
2007-07-16 AVIGEN INC \DE (AVGN) Delisted Grant (A) $0 EDGAR
2007-07-03 PTN Grant (A) $0 EDGAR
2007-04-17 Buy (P) +200,000 $25.0K
2007-04-03 MNOV Grant (A) $0 EDGAR
2007-03-22 AVIGEN INC \DE (AVGN) Delisted Sell (S) −12,000 -$79.3K EDGAR
Showing 4146 of 46
Page 5 of 5
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.