AUSTIN W & GREENHOUSE DAVID M MARXE
CIK 1044321 · last filed 2015-08-27
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$1.03B
Companies
78
Total Filings
887
Lifetime Open-Market Net
-$110.75M
Filer Profile
Reported Address
C/O SPECIAL SITUATIONS FUNDS527 MADISON AVENUE, SUITE 2600
NEW YORK, NY 10022
Phone
(212) 319-6670
Related Filers
MULTIBAND CORP — 18 joint filings, latest 2011-08-04
LRAD Corp — 13 joint filings, latest 2015-02-04
POSITIVEID Corp — 12 joint filings, latest 2009-10-09
ACORN FACTOR, INC. — 5 joint filings, latest 2011-08-09
IMMERSION CORP — 4 joint filings, latest 2007-07-10
PACIFIC PREMIER BANCORP INC — 3 joint filings, latest 2012-09-07
Uni-Pixel — 3 joint filings, latest 2012-06-08
BK Technologies Corp — 2 joint filings, latest 2004-01-12
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.
View filings on SEC EDGAR.
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| PFSWEB INC (PFSW) Delisted | 10%+ Owner | 1,991,258 | $7.49 | $14.91M | $2.13M | 24 | 2015-08-27 |
| POCI | 10%+ Owner | 1,269,213 | $4.36 | $5.53M | $2.51M | 7 | 2015-02-18 |
| Genasys Inc. (LRAD) Delisted | 10%+ Owner | 4,667,710 | — | — | $648.3K | 3 | 2015-02-04 |
| Cellectar Biosciences, Inc. (CLRB.W) Delisted | 10%+ Owner | 1,142,368 | — | — | $232.6K | 3 | 2015-02-03 |
| ADEPT TECHNOLOGY INC (ADEP) Delisted | 10%+ Owner | 1,467,850 | — | — | -$9.90M | 15 | 2015-01-29 |
| BWEN | 10%+ Owner | 1,926,572 | $3.98 | $7.67M | -$8.13M | 19 | 2015-01-23 |
| CACHE INC (CACH) Delisted | 10%+ Owner | 881,946 | — | — | -$742.1K | 1 | 2014-11-19 |
| AUTOSCOPE TECHNOLOGIES CORP (ISNS) Delisted | 10%+ Owner | 547,646 | $6.44 | $3.53M | $1.29M | 15 | 2014-08-28 |
| MAGNETEK, INC. (MAG) Delisted | 10%+ Owner | 324,000 | $24.47 | $7.93M | -$889.0K | 19 | 2014-03-03 |
| LTBR | 10%+ Owner | 23,959 | $7.02 | $168.2K | -$1.54M | 24 | 2014-02-20 |
| RESPONSE GENETICS INC (RGDX) Delisted | 10%+ Owner | 2,807,470 | — | — | -$953.0K | 32 | 2013-12-24 |
| DAEGIS INC. (DAEG) Delisted | 10%+ Owner | 727,868 | — | — | -$1.13M | 7 | 2013-12-19 |
| OVERLAND STORAGE INC (OVRL) Delisted | 10%+ Owner | 0 | — | — | -$2.96M | 17 | 2013-11-26 |
| Crumbs Bake Shop, Inc. (CRMB.W) Delisted | 10%+ Owner | 534,428 | — | — | -$2.12M | 10 | 2013-09-23 |
| VERENIUM CORP (VRNM) Delisted | 10%+ Owner | 1,443,317 | — | — | -$1.24M | 22 | 2013-09-19 |
| ECOTALITY, INC. (ECTY) Delisted | 10%+ Owner | 2,500,000 | — | — | -$1.17M | 8 | 2013-08-14 |
| ALCO STORES INC (ALCS) Delisted | 10%+ Owner | 0 | — | — | -$4.21M | 7 | 2013-05-02 |
| PAMT | 10%+ Owner | 366,635 | $13.35 | $4.89M | -$4.24M | 11 | 2013-02-27 |
| ITERIS, INC. (ITI) Delisted | 10%+ Owner | 3,340,929 | $7.19 | $24.02M | -$1.29M | 11 | 2013-02-26 |
| PLUG | 10%+ Owner | 1,511,620 | $2.10 | $3.17M | -$916.8K | 1 | 2013-02-19 |
| INO | 10%+ Owner | 81,661 | $1.25 | $102.1K | -$10.16M | 34 | 2012-12-04 |
| RAMTRON INTERNATIONAL CORP (RMTR) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2012-10-23 |
| Crumbs Bake Shop, Inc. (CRMBW) Delisted | 10%+ Owner | 732,776 | — | — | $249.8K | 7 | 2012-10-10 |
| CDE | 10%+ Owner | 0 | $20.58 | $0 | $0 | 1 | 2012-08-09 |
| CDTI ADVANCED MATERIALS, INC. (CDTI) Delisted | 10%+ Owner | 27,593 | — | — | -$4.75M | 13 | 2012-07-03 |
| PARKERVISION INC (PRKR) Delisted | 10%+ Owner | 642,132 | — | — | -$1.69M | 1 | 2012-06-07 |
| GOLF | 10%+ Owner | 1,563,392 | $85.16 | $133.14M | -$1.53M | 7 | 2012-06-01 |
| UCTT | 10%+ Owner | 2,640,275 | $74.04 | $195.49M | -$3.64M | 9 | 2012-04-25 |
| PTN | 10%+ Owner | 72,000 | $11.80 | $849.6K | -$1.16M | 1 | 2011-10-07 |
| Bio Green Med Solution, Inc. (CYCCP) Delisted | 10%+ Owner | 2,806,900 | $5.05 | $14.17M | -$3.29M | 13 | 2011-09-26 |
| WORLD HEART CORP (WHRT) Delisted | 10%+ Owner | 6,753,443 | — | — | $9.50M | 27 | 2011-04-29 |
| Revolution Lighting Technologies, Inc. (NEXS) Delisted | 10%+ Owner | 4,828,800 | — | — | -$1.54M | 2 | 2011-03-22 |
| WESTWATER RESOURCES, INC. (URRE) Delisted | 10%+ Owner | 74,091 | — | — | -$7.50M | 6 | 2011-03-16 |
| ReShape Weightloss Inc. (ETRM) Delisted | 10%+ Owner | 1,189,400 | — | — | -$847.8K | 5 | 2011-02-10 |
| DOVER SADDLERY INC (DOVR) Delisted | 10%+ Owner | 364,376 | — | — | -$1.15M | 22 | 2011-01-03 |
| COMARCO INC (CMRO) Delisted | 10%+ Owner | 382,563 | — | — | $231.5K | 23 | 2010-12-20 |
| CEVA | 10%+ Owner | 2,197,178 | $29.01 | $63.74M | -$7.69M | 10 | 2010-10-22 |
| FSI INTERNATIONAL INC (FSII) Delisted | 10%+ Owner | 4,316,371 | $9.80 | $42.30M | $1.97M | 12 | 2010-06-11 |
| BAKERS FOOTWEAR GROUP INC (BKRS) Delisted | 10%+ Owner | 2,428,731 | — | — | $2.02M | 26 | 2010-05-28 |
| Rennova Health, Inc. (TGALD) Delisted | 10%+ Owner | 0 | — | — | -$1.24M | 4 | 2010-05-21 |
| ADPT | 10%+ Owner | 2,275,976 | $24.20 | $55.08M | -$717.4K | 4 | 2010-05-05 |
| Yongye International, Inc. (YONG) Delisted | 10%+ Owner | 4,132,835 | — | — | -$2.52M | 8 | 2010-03-17 |
| StableX Technologies, Inc. (WPCS) Delisted | 10%+ Owner | 22,939 | — | — | -$3.62M | 19 | 2010-02-19 |
| ASYS | 10%+ Owner | 894,635 | $14.91 | $13.34M | $524.4K | 10 | 2010-01-14 |
| MEADE INSTRUMENTS CORP (MEAD) Delisted | 10%+ Owner | 11,248 | — | — | $48.9K | 19 | 2009-12-18 |
| TGEN | 10%+ Owner | 675,000 | $3.05 | $2.06M | -$796.9K | 11 | 2009-10-13 |
| Genasys Inc. (ATCO) Delisted | 10%+ Owner | 3,299,081 | $15.48 | $51.07M | -$544.7K | 1 | 2009-09-18 |
| Fresh Tracks Therapeutics, Inc. (VICL) Delisted | 10%+ Owner | 63,514 | — | — | -$2.75M | 2 | 2009-07-28 |
| DAEGIS INC. (UNFY) Delisted | 10%+ Owner | 1,990,347 | — | — | $0 | 2 | 2009-05-11 |
| MBND | 10%+ Owner | 960,311 | $26.39 | $25.34M | -$137.4K | 11 | 2009-04-03 |
| PLANETOUT INC (LGBT) Delisted | 10%+ Owner | 947,150 | $26.61 | $25.20M | -$126.1K | 12 | 2009-03-20 |
| HI/FN INC (HIFN) Delisted | 10%+ Owner | 1,382,167 | — | — | -$3.38M | 5 | 2009-03-12 |
| LINK | 10%+ Owner | 60,781,658 | $5.84 | $354.96M | $12.0K | 3 | 2009-01-30 |
| WORLD HEART CORP (WHRTD) Delisted | 10%+ Owner | 93,103,647 | — | — | $9.01M | 6 | 2008-10-10 |
| NEOMAGIC CORP (NMGC) Delisted | 10%+ Owner | 0 | — | — | -$235.7K | 2 | 2008-09-25 |
| BUCA INC /MN (BUCA) Delisted | 10%+ Owner | 0 | — | — | -$154.0K | 2 | 2008-09-18 |
| Acer Therapeutics Inc. (OPXAW) Delisted | 10%+ Owner | 746,848 | — | — | -$801.6K | 7 | 2008-09-04 |
| PIII | 10%+ Owner | 6,722 | $8.43 | $56.7K | $44.2K | 5 | 2008-08-21 |
| OMEGA PROTEIN CORP (OME) Delisted | 10%+ Owner | 1,549,825 | — | — | -$22.94M | 18 | 2008-06-23 |
| PECO II INC (PIIID) Delisted | 10%+ Owner | 323,191 | — | — | $7.7K | 2 | 2008-05-19 |
| RF MONOLITHICS INC /DE/ (RFMI) Delisted | 10%+ Owner | 963,817 | — | — | -$117.1K | 1 | 2008-05-02 |
| MEDecision, Inc. (MEDE) Delisted | 10%+ Owner | 1,752,063 | — | — | $180.7K | 10 | 2008-03-19 |
| TAPESTRY PHARMACEUTICALS, INC (TPPH) Delisted | 10%+ Owner | 1,057,509 | — | — | $777.3K | 12 | 2008-02-28 |
| EMRISE Corp (PHC) Delisted | 10%+ Owner | 3,768,362 | — | — | -$378.1K | 10 | 2008-02-21 |
| POSITIVEID Corp (CHIP) Delisted | 10%+ Owner | 986,099 | — | — | -$179.8K | 7 | 2008-02-01 |
| SPAB | 10%+ Owner | 2,392,926 | $24.74 | $59.20M | -$135.8K | 1 | 2007-11-08 |
| GHM | 10%+ Owner | 997,482 | $87.90 | $87.68M | -$1.37M | 4 | 2007-11-06 |
| MEDIVATION, INC. (MDVN) Delisted | 10%+ Owner | 10,758,656 | — | — | -$2.04M | 3 | 2007-10-12 |
| PHOENIX TECHNOLOGIES LTD (PTEC) Delisted | 10%+ Owner | 2,531,798 | $39.56 | $100.16M | -$7.95M | 9 | 2007-08-22 |
| SCOP | 10%+ Owner | 1,351,277 | $11.65 | $15.74M | $316.0K | 1 | 2007-06-07 |
| IBIS TECHNOLOGY CORP (IBIS) Delisted | 10%+ Owner | 3,378,367 | — | — | $3.11M | 1 | 2007-05-16 |
| TVIA INC (TVIA) Delisted | 10%+ Owner | 2,997,180 | — | — | -$949.2K | 11 | 2007-04-19 |
| OTIX GLOBAL, INC. (SNCI) Delisted | 10%+ Owner | 2,549,518 | — | — | -$2.60M | 11 | 2007-03-13 |
| TLF | 10%+ Owner | 800,000 | $2.62 | $2.10M | -$2.40M | 1 | 2007-02-26 |
| MEDIVATION, INC. (MDV) Delisted | 10%+ Owner | 2,790,793 | $18.05 | $50.37M | -$2.37M | 5 | 2007-02-22 |
| Acer Therapeutics Inc. (OPXA) Delisted | 10%+ Owner | 70,524 | — | — | $80.9K | 2 | 2007-02-08 |
| CombiMatrix Corp (CBMX) Delisted | 10%+ Owner | 43,498 | — | — | -$285.9K | 1 | 2007-02-01 |
| INTRAWARE INC (ITRA) Delisted | 10%+ Owner | 756,675 | — | — | $1.49M | 2 | 2007-01-12 |
Recent Filings · Page 28 of 89
887 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2012-01-04 | RESPONSE GENETICS INC (RGDX) Delisted | Buy (P) | +800 | $1.0K | EDGAR |
| 2012-01-04 | AUTOSCOPE TECHNOLOGIES CORP (ISNS) Delisted | Buy (P) | +24,859 | $159.2K | EDGAR |
| 2011-12-30 | POCI | Sell (S) | −23,698 | -$29.8K | EDGAR |
| 2011-12-29 | RESPONSE GENETICS INC (RGDX) Delisted | Buy (P) | +2,500 | $3.2K | EDGAR |
| 2011-12-19 | — | Sell (S) | −200 | -$520 | |
| 2011-12-15 | INO | Sell (S) | −535,000 | -$204.6K | EDGAR |
| 2011-12-13 | INO | Sell (S) | −760,000 | -$297.4K | EDGAR |
| 2011-12-09 | INO | Sell (S) | −803,000 | -$322.2K | EDGAR |
| 2011-12-07 | INO | Sell (S) | −295,200 | -$123.4K | EDGAR |
| 2011-12-05 | INO | Sell (S) | −1,660,000 | -$710.0K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.