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GAMCO INVESTORS, INC. ET AL

CIK 1060349 · last filed 2016-02-24

GAMCO INVESTORS, INC. ET AL is a corporate insider who has filed 2 SEC Form 4 insider transactions across 2 companies since 2015. The most recent filing, for AC, was dated Feb 24, 2016. The firm reports its address in Greenwich, CT. 213 SEC filings were submitted jointly with MARIO J GABELLI.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

2

Total Filings

2

Lifetime Open-Market Net

$0

Filer Profile

Reported Address
191 MASON STREET
GREENWICH, CT 06830
Phone
(914) 921-3700
State of Incorporation
DE
Formerly Known As
GABELLI ASSET MANAGEMENT INC (1999–2005)
ALPHA G INC (1998–1998)
Related Filers
MARIO J GABELLI — 213 joint filings, latest 2022-12-09
GGCP, INC. — 105 joint filings, latest 2022-12-09
GGCP Holdings LLC — 64 joint filings, latest 2022-12-09
Associated Capital Group, Inc. — 49 joint filings, latest 2022-12-09
DOUGLAS R JAMIESON — 49 joint filings, latest 2021-12-16
CASCADE INVESTMENT, L.L.C. — 37 joint filings, latest 2017-11-22
BRUCE N ALPERT — 36 joint filings, latest 2021-12-16
Kieran Caterina — 31 joint filings, latest 2022-09-13
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Associated Capital Group, Inc. (AC) Delisted 10%+ Owner 10,000 $30.92 $309.2K $0 1 2016-02-24
Associated Capital Group, Inc. (AC.WD) Delisted 10%+ Owner 10,000 — — $0 1 2015-12-01

Recent Filings

2 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2016-02-24 Associated Capital Group, Inc. (AC) Delisted Other (J) — $0 EDGAR
2015-12-01 Associated Capital Group, Inc. (AC.WD) Delisted Other (J) −24,989,808 $0 EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.