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Kieran Caterina

CIK 1406326 · Chief Accounting Officer · last filed 2022-09-13

Kieran Caterina is a Chief Accounting Officer who has filed 29 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing shows the insider had shares withheld for taxes covering $41.3K of GBL on Sep 13, 2022. Across all open-market trades the lifetime net is −$207.0K, making them a net seller over the disclosed history. 31 SEC filings were submitted jointly with GAMCO INVESTORS, INC. ET AL.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

1

Total Filings

29

Lifetime Open-Market Net

-$207.0K

Filer Profile

Reported Address
ONE CORPORATE CENTER
RYE, NY 10580
Related Filers
GAMCO INVESTORS, INC. ET AL — 31 joint filings, latest 2022-09-13
Associated Capital Group, Inc. — 1 joint filings, latest 2015-11-02
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
GAMCO INVESTORS, INC. ET AL (GBL) Delisted Chief Accounting Officer 9,184 $14.78 $135.7K -$207.0K 29 2022-09-13

Recent Filings

29 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2022-09-13 GAMCO INVESTORS, INC. ET AL (GBL) Delisted Tax (F) −1,959 -$41.3K EDGAR
2021-12-16 GAMCO INVESTORS, INC. ET AL (GBL) Delisted Tax (F) −5,534 -$135.2K EDGAR
2021-09-08 GAMCO INVESTORS, INC. ET AL (GBL) Delisted Sell (S) −2,000 -$54.1K EDGAR
2021-08-11 GAMCO INVESTORS, INC. ET AL (GBL) Delisted Tax (F) −735 -$19.7K EDGAR
2021-06-17 GAMCO INVESTORS, INC. ET AL (GBL) Delisted Grant (A) — $0 EDGAR
2021-04-06 GAMCO INVESTORS, INC. ET AL (GBL) Delisted Tax (F) −588 -$11.4K EDGAR
2020-03-05 GAMCO INVESTORS, INC. ET AL (GBL) Delisted Grant (A) +4,000 $0 EDGAR
2019-07-01 GAMCO INVESTORS, INC. ET AL (GBL) Delisted Grant (A) +5,000 $0 EDGAR
2018-08-09 GAMCO INVESTORS, INC. ET AL (GBL) Delisted Grant (A) +5,000 $0 EDGAR
2018-06-18 GAMCO INVESTORS, INC. ET AL (GBL) Delisted Sell (S) −663 -$16.7K EDGAR
Showing 1–10 of 29
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.