PEQUOT CAPITAL MANAGEMENT INC
CIK 1071955 · last filed 2009-07-02
PEQUOT CAPITAL MANAGEMENT INC is a corporate insider who has filed 17 SEC Form 4 insider transactions across 8 companies since 2007. Across all open-market trades the lifetime net is −$3.5M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $318.6M across reported positions. The firm reports its address in Wilton, CT. 77 SEC filings were submitted jointly with Gerald A Poch.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
THLD price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
WILTON, CT 06897
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| MTM Technologies, Inc. (MTMC) Delisted | — | — | — | $0 | 3 | 2008-08-21 | |
| FIRST ADVANTAGE CORP (FADV) Delisted | 0 | — | — | $0 | 1 | 2008-08-21 | |
| SABA | 0 | $7.62 | $0 | $0 | 2 | 2008-08-21 | |
| SEQUENOM INC (SQNM) Delisted | — | — | — | $0 | 1 | 2007-06-26 | |
| PODD | 2,134,289 | $149.26 | $318.56M | $0 | 1 | 2007-05-22 | |
| ANDREW CORP (ANDW) Delisted | — | — | — | $0 | 2 | 2007-04-16 | |
| Molecular Templates, Inc. (THLD) Delisted | 6,297 | — | — | -$3.49M | 1 | 2007-03-02 | |
| ISC8 INC. /DE (IRSN) Delisted | — | — | — | $0 | 1 | 2007-01-03 |
Recent Filings
17 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2009-07-02 | — | Other (J) | −131,097,456 | $0 | |
| 2008-08-29 | — | Other (J) | — | $0 | |
| 2008-08-21 | MTM Technologies, Inc. (MTMC) Delisted | Other (J) | — | $0 | EDGAR |
| 2008-08-21 | FIRST ADVANTAGE CORP (FADV) Delisted | Other (J) | −2,105,130 | $0 | EDGAR |
| 2008-08-21 | SABA | Other (J) | −2,769,840 | $0 | EDGAR |
| 2008-08-06 | — | Buy (P) | +112,743,812 | $126047.58B | |
| 2008-07-15 | — | Mixed | +18,353,644 | $3340.36B | |
| 2008-06-18 | MTM Technologies, Inc. (MTMC) Delisted | Buy (P) | — | $0 | EDGAR |
| 2008-05-23 | MTM Technologies, Inc. (MTMC) Delisted | Other (J) | — | $0 | EDGAR |
| 2008-01-15 | SABA | Grant (A) | — | $0 | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.