PEQUOT CAPITAL MANAGEMENT INC

CIK 1071955 · last filed 2009-07-02

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$348.44M

Companies

8

Total Filings

17

Lifetime Open-Market Net

-$3.49M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
MTM Technologies, Inc. (MTMC) Delisted $0 3 2008-08-21
FIRST ADVANTAGE CORP (FADV) Delisted 0 $0 1 2008-08-21
SABA 0 $8.23 $0 $0 2 2008-08-21
SEQUENOM INC (SQNM) Delisted $0 1 2007-06-26
PODD 2,134,289 $163.26 $348.44M $0 1 2007-05-22
ANDREW CORP (ANDW) Delisted $0 2 2007-04-16
Molecular Templates, Inc. (THLD) Delisted 6,297 -$3.49M 1 2007-03-02
ISC8 INC. /DE (IRSN) Delisted $0 1 2007-01-03

Recent Filings · Page 2 of 2

17 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2007-06-26 SEQUENOM INC (SQNM) Delisted Grant (A) $0 EDGAR
2007-05-22 PODD Conv (C) +2,134,289 $0 EDGAR
2007-04-16 ANDREW CORP (ANDW) Delisted Grant (A) $0 EDGAR
2007-03-16 Disp (D) $0
2007-03-02 Molecular Templates, Inc. (THLD) Delisted Sell (S) −2,331,148 -$3.49M EDGAR
2007-01-03 ISC8 INC. /DE (IRSN) Delisted Other (J) $0 EDGAR
2007-01-03 ANDREW CORP (ANDW) Delisted Grant (A) $0 EDGAR
Showing 1117 of 17
Page 2 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.