SARAH G SMITH
CIK 1090335 · EVP, Global Head of Compliance · last filed 2025-09-15
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$1.22M
Companies
6
Total Filings
47
Lifetime Open-Market Net
-$27.20M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| VIA | Director | 0 | $15.10 | $0 | $0 | 1 | 2025-09-15 |
| AON | Director | 1,536 | $335.31 | $515.4K | $0 | 3 | 2025-06-30 |
| GOLDMAN SACHS GROUP INC (GSpK) Delisted | EVP, Global Head of Compliance | 86,195 | $25.03 | $2.16M | -$15.75M | 21 | 2019-01-25 |
| GOLDMAN SACHS GROUP INC (GSpJ) Delisted | Principal Accounting Officer | 80,651 | $25.20 | $2.03M | -$4.41M | 4 | 2014-01-30 |
| GOLDMAN SACHS GROUP INC (GSpI) Delisted | Principal Accounting Officer | 60,716 | — | — | $0 | 2 | 2013-01-18 |
| GSpD | Principal Accounting Officer | 36,884 | $19.10 | $704.5K | -$7.04M | 16 | 2012-10-19 |
Recent Filings · Page 4 of 5
47 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2012-12-31 | GOLDMAN SACHS GROUP INC (GSpI) Delisted | Mixed | +11,838 | -$1.51M | EDGAR |
| 2012-10-19 | GSpD | Mixed | — | -$185.7K | EDGAR |
| 2012-02-03 | GSpD | Grant (A) | — | $0 | EDGAR |
| 2012-01-27 | GSpD | Mixed | +13,865 | -$1.22M | EDGAR |
| 2011-01-28 | GSpD | Grant (A) | — | $0 | EDGAR |
| 2011-01-26 | GSpD | Mixed | +12,846 | -$2.01M | EDGAR |
| 2010-08-13 | GSpD | Mixed | — | -$243.9K | EDGAR |
| 2010-02-05 | GSpD | Grant (A) | — | $0 | EDGAR |
| 2010-01-27 | GSpD | Mixed | +6,194 | -$743.4K | EDGAR |
| 2009-10-20 | GSpD | Sell (S) | −16,129 | -$3.01M | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.