SARAH G SMITH
CIK 1090335 · EVP, Global Head of Compliance · last filed 2026-06-29
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$88.61M
Companies
3
Total Filings
48
Lifetime Open-Market Net
-$27.20M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Recent Filings · Page 4 of 5
48 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2013-01-18 | GS | Grant (A) | — | $0 | EDGAR |
| 2012-12-31 | GS | Mixed | +11,838 | -$1.51M | EDGAR |
| 2012-10-19 | GS | Mixed | — | -$185.7K | EDGAR |
| 2012-02-03 | GS | Grant (A) | — | $0 | EDGAR |
| 2012-01-27 | GS | Mixed | +13,865 | -$1.22M | EDGAR |
| 2011-01-28 | GS | Grant (A) | — | $0 | EDGAR |
| 2011-01-26 | GS | Mixed | +12,846 | -$2.01M | EDGAR |
| 2010-08-13 | GS | Mixed | — | -$243.9K | EDGAR |
| 2010-02-05 | GS | Grant (A) | — | $0 | EDGAR |
| 2010-01-27 | GS | Mixed | +6,194 | -$743.4K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.