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D JAMES SR GUZY

CIK 1106427 · last filed 2013-01-28

D JAMES SR GUZY is a corporate insider who has filed 19 SEC Form 4 insider transactions across 4 companies since 2007. The most recent filing, for PLXT, was dated Jan 28, 2013. Across all open-market trades the lifetime net is −$3.0M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $1.00B across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.00B

Companies

4

Total Filings

19

Lifetime Open-Market Net

-$2.98M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
PLX TECHNOLOGY INC (PLXT) Delisted Director — — — $0 7 2013-01-28
CRUS Director 54,000 $136.79 $7.39M -$2.58M 7 2011-02-09
AWF Director 2,100 $10.14 $21.3K $27.1K 1 2010-02-17
INTC Director 10,271,577 $97.06 $996.96M -$432.6K 4 2008-05-22

Recent Filings

19 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2013-01-28 PLX TECHNOLOGY INC (PLXT) Delisted Grant (A) — $0 EDGAR
2011-05-26 PLX TECHNOLOGY INC (PLXT) Delisted Grant (A) — $0 EDGAR
2011-02-09 CRUS Sell (S) −42,391 -$1.03M EDGAR
2010-12-01 CRUS Sell (S) −66,391 -$1.01M EDGAR
2010-11-24 CRUS Mixed +60,000 $51.0K EDGAR
2010-07-27 CRUS Grant (A) — $0 EDGAR
2010-05-28 PLX TECHNOLOGY INC (PLXT) Delisted Grant (A) — $0 EDGAR
2010-02-17 AWF Buy (P) +2,100 $27.1K EDGAR
2009-07-28 CRUS Grant (A) — $0 EDGAR
2009-05-28 PLX TECHNOLOGY INC (PLXT) Delisted Grant (A) — $0 EDGAR
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.