D JAMES SR GUZY
CIK 1106427 · last filed 2013-01-28
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$1.00B
Companies
4
Total Filings
19
Lifetime Open-Market Net
-$2.98M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| PLX TECHNOLOGY INC (PLXT) Delisted | Director | — | — | — | $0 | 7 | 2013-01-28 |
| CRUS | Director | 54,000 | $136.79 | $7.39M | -$2.58M | 7 | 2011-02-09 |
| AWF | Director | 2,100 | $10.14 | $21.3K | $27.1K | 1 | 2010-02-17 |
| INTC | Director | 10,271,577 | $97.06 | $996.96M | -$432.6K | 4 | 2008-05-22 |
Recent Filings · Page 2 of 2
19 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2009-05-05 | PLX TECHNOLOGY INC (PLXT) Delisted | Disp (D) | — | $0 | EDGAR |
| 2008-07-29 | CRUS | Grant (A) | — | $0 | EDGAR |
| 2008-06-02 | PLX TECHNOLOGY INC (PLXT) Delisted | Grant (A) | — | $0 | EDGAR |
| 2008-05-22 | INTC | Exer (M) | +11,402 | $0 | EDGAR |
| 2008-05-19 | INTC | Exer (M) | +20,000 | $389.7K | EDGAR |
| 2007-07-30 | CRUS | Grant (A) | — | $0 | EDGAR |
| 2007-07-23 | INTC | Mixed | +2,823 | $0 | EDGAR |
| 2007-05-29 | PLX TECHNOLOGY INC (PLXT) Delisted | Grant (A) | — | $0 | EDGAR |
| 2007-05-02 | INTC | Mixed | — | -$23.6K | EDGAR |
Showing 11–19 of 19
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.