RICHARD J BERMAN
CIK 1111620 · Chief Executive Officer · last filed 2025-01-07
RICHARD J BERMAN is a Chief Executive Officer who has filed 126 SEC Form 4 insider transactions across 17 companies since 2007. The most recent filing, for BIVI, was dated Jan 7, 2025. Across all open-market trades the lifetime net is −$6.8M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $2.6M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$2.56M
17
126
-$6.79M
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| BIVI | Director | 40,643 | $1.63 | $66.2K | -$198.7K | 8 | 2025-01-07 |
| CELUW | Director | 67,416 | $0.01 | $384 | $0 | 2 | 2025-01-06 |
| CNTX | Director | — | $1.39 | — | $0 | 3 | 2024-06-14 |
| CYRX | Director | 112,845 | $14.62 | $1.65M | -$4.70M | 31 | 2024-05-21 |
| COMSovereign Holding Corp. (COMSW) Delisted | Director | — | $0.01 | — | $0 | 1 | 2021-04-06 |
| Ontrak, Inc. (OTRKP) Delisted | Director | — | $0.37 | — | $0 | 1 | 2021-02-16 |
| Ayala Pharmaceuticals, Inc. (ADXS) Delisted | Director | — | $0.60 | — | $0 | 3 | 2020-05-05 |
| Ayala Pharmaceuticals, Inc. (ADXSW) Delisted | Director | 55,669 | — | — | $0 | 3 | 2018-06-27 |
| LISATA THERAPEUTICS, INC. (CLBS) Delisted | Director | 7,177 | $6.40 | $45.9K | $0 | 3 | 2017-01-31 |
| Ayala Pharmaceuticals, Inc. (ADXS.W) Delisted | Director | 66,430 | — | — | -$343.2K | 6 | 2016-08-10 |
| LISATA THERAPEUTICS, INC. (NBS) Delisted | Director | 38,766 | — | — | -$186.7K | 9 | 2015-06-04 |
| LISATA THERAPEUTICS, INC. (NBS.WS) Delisted | Director | 185,306 | — | — | -$270.1K | 8 | 2012-07-03 |
| EASYLINK SERVICES INTERNATIONAL CORP (ESIC) Delisted | Director | 82,006 | — | — | -$1.06M | 7 | 2011-08-02 |
| NEXM | Director | 339,841 | $2.49 | $846.2K | -$30.9K | 12 | 2010-04-01 |
| LISATA THERAPEUTICS, INC. (NBS.U) Delisted | Director | 137,728 | — | — | $0 | 1 | 2007-10-01 |
| EASYLINK SERVICES INTERNATIONAL CORP (ICCA) Delisted | Director | — | — | — | $0 | 1 | 2007-01-09 |
| DYADIC INTERNATIONAL INC (DIL) Delisted | Director | — | — | — | $0 | 1 | 2007-01-08 |
Recent Filings
126 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2025-01-07 | BIVI | Grant (A) | +34,200 | $0 | EDGAR |
| 2025-01-06 | CELUW | Grant (A) | +67,416 | $0 | EDGAR |
| 2024-08-28 | CELUW | Grant (A) | — | $0 | EDGAR |
| 2024-06-14 | CNTX | Grant (A) | — | $0 | EDGAR |
| 2024-05-21 | CYRX | Grant (A) | +12,845 | $0 | EDGAR |
| 2024-05-16 | CYRX | Sell (S) | −8,105 | -$108.7K | EDGAR |
| 2023-12-06 | BIVI | Grant (A) | +51,830 | $0 | EDGAR |
| 2023-08-24 | BIVI | Sell (S) | −10,805 | -$37.8K | EDGAR |
| 2023-06-15 | BIVI | Sell (S) | −10,984 | -$67.3K | EDGAR |
| 2023-05-31 | CNTX | Grant (A) | — | $0 | EDGAR |