RICHARD J BERMAN

CIK 1111620 · Chief Executive Officer · last filed 2025-01-07

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$2.56M

Companies

17

Total Filings

126

Lifetime Open-Market Net

-$6.79M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
BIVI Director 40,643 $1.63 $66.2K -$198.7K 8 2025-01-07
CELUW Director 67,416 $0.01 $384 $0 2 2025-01-06
CNTX Director $1.39 $0 3 2024-06-14
CYRX Director 112,845 $14.62 $1.65M -$4.70M 31 2024-05-21
COMSovereign Holding Corp. (COMSW) Delisted Director $0.01 $0 1 2021-04-06
Ontrak, Inc. (OTRKP) Delisted Director $0.37 $0 1 2021-02-16
Ayala Pharmaceuticals, Inc. (ADXS) Delisted Director $0.60 $0 3 2020-05-05
Ayala Pharmaceuticals, Inc. (ADXSW) Delisted Director 55,669 $0 3 2018-06-27
LISATA THERAPEUTICS, INC. (CLBS) Delisted Director 7,177 $6.40 $45.9K $0 3 2017-01-31
Ayala Pharmaceuticals, Inc. (ADXS.W) Delisted Director 66,430 -$343.2K 6 2016-08-10
LISATA THERAPEUTICS, INC. (NBS) Delisted Director 38,766 -$186.7K 9 2015-06-04
LISATA THERAPEUTICS, INC. (NBS.WS) Delisted Director 185,306 -$270.1K 8 2012-07-03
EASYLINK SERVICES INTERNATIONAL CORP (ESIC) Delisted Director 82,006 -$1.06M 7 2011-08-02
NEXM Director 339,841 $2.49 $846.2K -$30.9K 12 2010-04-01
LISATA THERAPEUTICS, INC. (NBS.U) Delisted Director 137,728 $0 1 2007-10-01
EASYLINK SERVICES INTERNATIONAL CORP (ICCA) Delisted Director $0 1 2007-01-09
DYADIC INTERNATIONAL INC (DIL) Delisted Director $0 1 2007-01-08

Recent Filings · Page 2 of 13

126 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2023-05-16 CYRX Grant (A) +8,105 $0 EDGAR
2023-05-12 CYRX Sell (S) −7,203 -$154.9K EDGAR
2023-04-06 BIVI Sell (S) −10,984 -$93.6K EDGAR
2023-01-18 BIVI Grant (A) +43,578 $0 EDGAR
2022-12-05 CYRX Sell (S) −7,250 -$142.3K EDGAR
2022-08-16 CYRX Sell (S) −2,708 -$116.6K EDGAR
2022-06-03 CNTX Grant (A) $0 EDGAR
2022-05-03 CYRX Mixed +9,911 $0 EDGAR
2022-04-20 BIVI Grant (A) $0 EDGAR
2021-09-29 BIVI Grant (A) +1,600 $0 EDGAR
Showing 1120 of 126
Page 2 of 13
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.