KKR 1996 OVERSEAS LTD

CIK 1167440 · last filed 2011-06-07

KKR 1996 OVERSEAS LTD is a corporate insider who has filed 3 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing shows the insider sold $2.94B of AVGO on Jun 7, 2011. Across all open-market trades the lifetime net is −$5.32B, making them a net seller over the disclosed history. Current disclosed insider exposure totals $2.23B across reported positions. The firm reports its address in George Town Grand Cayman, E9. 12 SEC filings were submitted jointly with BRIAN F CARROLL.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$2.23B

Companies

2

Total Filings

3

Lifetime Open-Market Net

-$5.32B

Filer Profile

Reported Address

UGLAND HOUSE
P O BOX 309
GEORGE TOWN GRAND CAYMAN, E9 00000

Related Filers

BRIAN F CARROLL — 12 joint filings, latest 2012-12-13

William J Janetschek — 12 joint filings, latest 2012-12-13

SCOTT C NUTTALL — 12 joint filings, latest 2012-12-13

Avago Investment GP Ltd — 9 joint filings, latest 2012-12-13

Avago Investment Partners Limited Partnership — 9 joint filings, latest 2012-12-13

KKR Millennium GP LLC — 9 joint filings, latest 2012-12-13

JOSEPH Y BAE — 3 joint filings, latest 2009-08-20

MICHAEL M CALBERT — 3 joint filings, latest 2009-08-20

Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
AVGO	10%+ Owner	6,147,780	$361.99	$2.23B	-$5.32B	2	2011-06-07
HUNGARIAN TELEPHONE & CABLE CORP (HTC) Delisted	10%+ Owner	10,799,782	—	—	$0	1	2007-03-30

Recent Filings

3 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2011-06-07	AVGO	Sell (S)	−87,390,368	-$2.94B	EDGAR
2011-01-25	AVGO	Sell (S)	−87,390,368	-$2.38B	EDGAR
2007-03-30	HUNGARIAN TELEPHONE & CABLE CORP (HTC) Delisted	Mixed	+20,000,000	$200.00M	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.