Brian F Carroll

CIK 1208847 · last filed 2022-04-19

Brian F Carroll is a corporate insider who has filed 31 SEC Form 4 insider transactions across 4 companies since 2007. The most recent filing, for LAUR, was dated Apr 19, 2022. Current disclosed insider exposure totals $1.9M across reported positions. 13 SEC filings were submitted jointly with Scott C Nuttall.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$1.86M

Companies

Total Filings

Lifetime Open-Market Net

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

ROC price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Exposure by company

latest

OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Filer Profile

Reported Address

C/O KKR
9 W 57TH ST 41ST FL
NEW YORK, NY 10019

Related Filers

Scott C Nuttall — 13 joint filings, latest 2012-12-13

William J Janetschek — 12 joint filings, latest 2012-12-13

KKR 1996 OVERSEAS LTD — 12 joint filings, latest 2012-12-13

Avago Investment GP Ltd — 9 joint filings, latest 2012-12-13

Avago Investment Partners Limited Partnership — 9 joint filings, latest 2012-12-13

KKR Millennium GP LLC — 9 joint filings, latest 2012-12-13

Joseph Y Bae — 4 joint filings, latest 2009-08-20

Michael M Calbert — 4 joint filings, latest 2009-08-20

Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
LAUR	Director	38,266	$38.47	$1.47M	$0	4	2022-04-19
HARMAN INTERNATIONAL INDUSTRIES INC /DE/ (HAR) Delisted	Director	13,053	—	—	$0	10	2012-12-18
ROC	Director	111,641	$3.45	$385.2K	$0	16	2012-12-14
SEALY CORP (ZZ) Delisted	Director	—	—	—	$0	1	2009-07-15

Recent Filings

31 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2022-04-19	LAUR	Exer (M)	+4,611	$0	EDGAR
2021-05-28	LAUR	Grant (A)	+7,802	$0	EDGAR
2020-05-14	LAUR	Grant (A)	+13,620	$112.5K	EDGAR
2012-12-18	HARMAN INTERNATIONAL INDUSTRIES INC /DE/ (HAR) Delisted	Exer (M)	+3,063	$0	EDGAR
2012-12-14	ROC	Grant (A)	+423	$0	EDGAR
2012-09-17	ROC	Grant (A)	+404	$0	EDGAR
2012-06-12	ROC	Grant (A)	+422	$0	EDGAR
2012-03-19	ROC	Grant (A)	+377	$0	EDGAR
2011-12-09	HARMAN INTERNATIONAL INDUSTRIES INC /DE/ (HAR) Delisted	Mixed	+2,047	$0	EDGAR
2011-12-06	HARMAN INTERNATIONAL INDUSTRIES INC /DE/ (HAR) Delisted	Exer (M)	+2,942	$121.7K	EDGAR

Showing 1–10 of 31

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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.