Stephen L Zuckerman
CIK 1182968 · last filed 2016-02-09
Stephen L Zuckerman is a corporate insider who has filed 18 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing shows the insider sold $27.2K of CLFD on Feb 9, 2016. Across all open-market trades the lifetime net is −$77.0K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $889.8K across reported positions. 34 SEC filings were submitted jointly with Clearfield, Inc.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
CLFD price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
SUITE 100
BROOKLYN PARK, MN 55428
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| CLFD | Director | 30,842 | $28.85 | $889.8K | -$77.0K | 17 | 2016-02-09 |
| Clearfield, Inc. (APAT) Delisted | Director | — | — | — | $0 | 1 | 2007-08-28 |
Recent Filings
18 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2016-02-09 | CLFD | Sell (S) | −2,000 | -$27.2K | EDGAR |
| 2015-02-23 | CLFD | Grant (A) | +741 | $0 | EDGAR |
| 2014-02-24 | CLFD | Grant (A) | +383 | $0 | EDGAR |
| 2014-01-23 | CLFD | Exer (M) | +1,500 | $8.0K | EDGAR |
| 2013-11-26 | CLFD | Mixed | — | -$12.2K | EDGAR |
| 2013-02-26 | CLFD | Grant (A) | +1,818 | $0 | EDGAR |
| 2012-02-27 | CLFD | Grant (A) | — | $0 | EDGAR |
| 2011-10-17 | CLFD | Exer (M) | +7,500 | $8.7K | EDGAR |
| 2011-08-30 | CLFD | Exer (M) | +8,500 | $10.3K | EDGAR |
| 2011-08-29 | CLFD | Exer (M) | +8,500 | $10.3K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.