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STEPHEN L ZUCKERMAN

CIK 1182968 · last filed 2016-02-09

STEPHEN L ZUCKERMAN is a corporate insider who has filed 18 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing shows the insider sold $27.2K of CLFD on Feb 9, 2016. Across all open-market trades the lifetime net is −$77.0K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $963.8K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$963.8K

Companies

2

Total Filings

18

Lifetime Open-Market Net

-$77.0K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
CLFD Director 30,842 $31.25 $963.8K -$77.0K 17 2016-02-09
Clearfield, Inc. (APAT) Delisted Director — — — $0 1 2007-08-28

Recent Filings

18 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2016-02-09 CLFD Sell (S) −2,000 -$27.2K EDGAR
2015-02-23 CLFD Grant (A) +741 $0 EDGAR
2014-02-24 CLFD Grant (A) +383 $0 EDGAR
2014-01-23 CLFD Exer (M) +1,500 $8.0K EDGAR
2013-11-26 CLFD Mixed — -$12.2K EDGAR
2013-02-26 CLFD Grant (A) +1,818 $0 EDGAR
2012-02-27 CLFD Grant (A) — $0 EDGAR
2011-10-17 CLFD Exer (M) +7,500 $8.7K EDGAR
2011-08-30 CLFD Exer (M) +8,500 $10.3K EDGAR
2011-08-29 CLFD Exer (M) +8,500 $10.3K EDGAR
Showing 1–10 of 18
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.