STEPHEN L ZUCKERMAN
CIK 1182968 · last filed 2016-02-09
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$963.8K
Companies
2
Total Filings
18
Lifetime Open-Market Net
-$77.0K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| CLFD | Director | 30,842 | $31.25 | $963.8K | -$77.0K | 17 | 2016-02-09 |
| Clearfield, Inc. (APAT) Delisted | Director | — | — | — | $0 | 1 | 2007-08-28 |
Recent Filings · Page 2 of 2
18 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2011-08-01 | CLFD | Exer (M) | +5,000 | $6.4K | EDGAR |
| 2011-03-01 | CLFD | Grant (A) | — | $0 | EDGAR |
| 2010-08-06 | CLFD | Mixed | — | -$6.2K | EDGAR |
| 2010-03-01 | CLFD | Grant (A) | — | $0 | EDGAR |
| 2009-11-20 | CLFD | Sell (S) | −6,000 | -$19.0K | EDGAR |
| 2009-03-06 | CLFD | Grant (A) | — | $0 | EDGAR |
| 2008-02-29 | CLFD | Grant (A) | — | $0 | EDGAR |
| 2007-08-28 | Clearfield, Inc. (APAT) Delisted | Grant (A) | — | $0 | EDGAR |
Showing 11–18 of 18
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.