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ROGER C HOCHSCHILD

CIK 1183833 · CEO and President · last filed 2026-06-09

ROGER C HOCHSCHILD is a CEO and President who has filed 228 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing, for PFG, was dated Jun 9, 2026. Across all open-market trades the lifetime net is −$68.7M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $4.7M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$4.69M

Companies

3

Total Filings

228

Lifetime Open-Market Net

-$68.71M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
PFG Director 41,183 $113.85 $4.69M $0 99 2026-06-09
Discover Financial Services (DFS) Delisted CEO and President 924,136 $200.05 $184.87M -$68.71M 126 2023-08-16
PRINCIPAL FINANCIAL GROUP INC (PFG.PRBC) Delisted Director 2,793 — — $0 3 2015-06-30

Recent Filings

228 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2026-06-09 PFG Grant (A) — $0 EDGAR
2026-05-21 PFG Grant (A) +2,175 $0 EDGAR
2026-03-31 PFG Grant (A) +355 $0 EDGAR
2025-12-23 PFG Grant (A) +340 $0 EDGAR
2025-12-08 PFG Grant (A) — $0 EDGAR
2025-09-30 PFG Grant (A) +358 $0 EDGAR
2025-07-01 PFG Grant (A) +361 $0 EDGAR
2025-06-10 PFG Grant (A) — $0 EDGAR
2025-05-22 PFG Grant (A) +2,484 $0 EDGAR
2025-04-01 PFG Grant (A) +314 $0 EDGAR
Showing 1–10 of 228
Page 1 of 23
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.