Roger C Hochschild
CIK 1183833 · CEO and President · last filed 2026-09-29
Roger C Hochschild is a CEO and President who has filed 229 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing, for PFG, was dated Sep 29, 2026. Across all open-market trades the lifetime net is −$68.7M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $4.6M across reported positions. 104 SEC filings were submitted jointly with PRINCIPAL FINANCIAL GROUP INC.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
DFS price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
RIVERWOODS, IL 60015
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| PFG | Director | 41,762 | $110.13 | $4.60M | $0 | 100 | 2026-09-29 |
| Discover Financial Services (DFS) Delisted | CEO and President | 924,136 | $200.05 | $184.87M | -$68.71M | 126 | 2023-08-16 |
| PRINCIPAL FINANCIAL GROUP INC (PFG.PRBC) Delisted | Director | 2,793 | — | — | $0 | 3 | 2015-06-30 |
Recent Filings
229 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-09-29 | PFG | Grant (A) | +285 | $0 | EDGAR |
| 2026-06-09 | PFG | Grant (A) | — | $0 | EDGAR |
| 2026-05-21 | PFG | Grant (A) | +2,175 | $0 | EDGAR |
| 2026-03-31 | PFG | Grant (A) | +355 | $0 | EDGAR |
| 2025-12-23 | PFG | Grant (A) | +340 | $0 | EDGAR |
| 2025-12-08 | PFG | Grant (A) | — | $0 | EDGAR |
| 2025-09-30 | PFG | Grant (A) | +358 | $0 | EDGAR |
| 2025-07-01 | PFG | Grant (A) | +361 | $0 | EDGAR |
| 2025-06-10 | PFG | Grant (A) | — | $0 | EDGAR |
| 2025-05-22 | PFG | Grant (A) | +2,484 | $0 | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.