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PRINCIPAL FINANCIAL GROUP INC

CIK 1126328 · last filed 2007-02-05

PRINCIPAL FINANCIAL GROUP INC is a corporate insider who has filed 1 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing shows the insider sold $127.4M of HLEX on Feb 5, 2007. Across all open-market trades the lifetime net is −$127.4M, making them a net seller over the disclosed history. The firm reports its address in Des Moines, IA. 206 SEC filings were submitted jointly with Timothy Mark Dunbar.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

1

Total Filings

1

Lifetime Open-Market Net

-$127.40M

Filer Profile

Reported Address
711 HIGH STREET
DES MOINES, IA 50392
Phone
(515) 247-5111
State of Incorporation
DE
Related Filers
Timothy Mark Dunbar — 206 joint filings, latest 2021-03-01
Elizabeth E Tallett — 113 joint filings, latest 2021-06-29
ROGER C HOCHSCHILD — 104 joint filings, latest 2026-06-30
DEANNA D STRABLE-SOETHOUT — 103 joint filings, latest 2026-09-08
Daniel Joseph Houston — 94 joint filings, latest 2025-07-01
DENNIS H FERRO — 93 joint filings, latest 2018-04-02
MICHAEL T DAN — 82 joint filings, latest 2023-04-04
JAMES P MCCAUGHAN — 81 joint filings, latest 2018-09-05
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
CATALYST HEALTH SOLUTIONS, INC. (HLEX) Delisted 10%+ Owner 5,227,500 — — -$127.40M 1 2007-02-05

Recent Filings

1 filing
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2007-02-05 CATALYST HEALTH SOLUTIONS, INC. (HLEX) Delisted Sell (S) −5,000,000 -$127.40M EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.