Home

Timothy Mark Dunbar

CIK 1565742 · President - Global Asset Mgmt · last filed 2021-03-01

Timothy Mark Dunbar is a President - Global Asset Mgmt who has filed 197 SEC Form 4 insider transactions across 2 companies since 2013. The most recent filing shows the insider sold $604.0K of PFG on Mar 1, 2021. Across all open-market trades the lifetime net is −$6.3M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $6.8M across reported positions. 206 SEC filings were submitted jointly with PRINCIPAL FINANCIAL GROUP INC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$6.82M

Companies

2

Total Filings

197

Lifetime Open-Market Net

-$6.34M

Filer Profile

Reported Address
711 HIGH STREET
DES MOINES, IA 50392
Related Filers
PRINCIPAL FINANCIAL GROUP INC — 206 joint filings, latest 2021-03-01
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
PFG President - Global Asset Mgmt 58,698 $116.17 $6.82M -$6.34M 193 2021-03-01
PRINCIPAL FINANCIAL GROUP INC (PFG.PRBC) Delisted EVP & Chief Investment Officer 41,746 — — $0 4 2015-06-30

Recent Filings

197 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2021-03-01 PFG Sell (S) −10,000 -$604.0K EDGAR
2021-02-05 PFG Mixed — -$187.5K EDGAR
2020-12-23 PFG Grant (A) — $0 EDGAR
2020-09-29 PFG Grant (A) — $0 EDGAR
2020-06-30 PFG Grant (A) — $0 EDGAR
2020-03-31 PFG Grant (A) — $0 EDGAR
2020-02-26 PFG Grant (A) +9,474 $0 EDGAR
2019-12-31 PFG Grant (A) — $0 EDGAR
2019-10-01 PFG Grant (A) — $0 EDGAR
2019-07-02 PFG Grant (A) — $0 EDGAR
Showing 1–10 of 197
Page 1 of 20
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.