Timothy Mark Dunbar
CIK 1565742 · President - Global Asset Mgmt · last filed 2021-03-01
Timothy Mark Dunbar is a President - Global Asset Mgmt who has filed 197 SEC Form 4 insider transactions across 2 companies since 2013. The most recent filing shows the insider sold $604.0K of PFG on Mar 1, 2021. Across all open-market trades the lifetime net is −$6.3M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $6.5M across reported positions. 206 SEC filings were submitted jointly with PRINCIPAL FINANCIAL GROUP INC.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
PFG price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
DES MOINES, IA 50392
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| PFG | President - Global Asset Mgmt | 58,698 | $110.13 | $6.46M | -$6.34M | 193 | 2021-03-01 |
| PRINCIPAL FINANCIAL GROUP INC (PFG.PRBC) Delisted | EVP & Chief Investment Officer | 41,746 | — | — | $0 | 4 | 2015-06-30 |
Recent Filings
197 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2021-03-01 | PFG | Sell (S) | −10,000 | -$604.0K | EDGAR |
| 2021-02-05 | PFG | Mixed | — | -$187.5K | EDGAR |
| 2020-12-23 | PFG | Grant (A) | — | $0 | EDGAR |
| 2020-09-29 | PFG | Grant (A) | — | $0 | EDGAR |
| 2020-06-30 | PFG | Grant (A) | — | $0 | EDGAR |
| 2020-03-31 | PFG | Grant (A) | — | $0 | EDGAR |
| 2020-02-26 | PFG | Grant (A) | +9,474 | $0 | EDGAR |
| 2019-12-31 | PFG | Grant (A) | — | $0 | EDGAR |
| 2019-10-01 | PFG | Grant (A) | — | $0 | EDGAR |
| 2019-07-02 | PFG | Grant (A) | — | $0 | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.