JAMES P MCCAUGHAN
CIK 1196954 · President - Global Asset Mgmt. · last filed 2018-09-05
JAMES P MCCAUGHAN is a President - Global Asset Mgmt. who has filed 123 SEC Form 4 insider transactions across 4 companies since 2007. The most recent filing, for PFG, was dated Sep 5, 2018. Across all open-market trades the lifetime net is −$46.4M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $17.9M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$17.93M
4
123
-$46.42M
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| PFG | President - Global Asset Mgmt. | 159,329 | $111.11 | $17.70M | -$30.98M | 41 | 2018-09-05 |
| PRINCIPAL FINANCIAL GROUP INC (PFG.PRBC) Delisted | President - Global Asset Mgmt. | 263,967 | — | — | $0 | 1 | 2015-06-30 |
| PRINCIPAL FINANCIAL GROUP INC (PFGpB) Delisted | President - Global Asset Mgmt. | 263,299 | — | — | -$15.83M | 80 | 2015-03-31 |
| PGZ | 22,000 | $10.15 | $223.2K | $394.9K | 1 | 2013-10-28 |
Recent Filings
123 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2018-09-05 | PFG | Mixed | −10,000 | -$801.4K | EDGAR |
| 2018-08-03 | PFG | Mixed | −10,000 | -$801.8K | EDGAR |
| 2018-07-06 | PFG | Mixed | −10,000 | -$747.4K | EDGAR |
| 2018-06-05 | PFG | Mixed | −10,000 | -$819.2K | EDGAR |
| 2018-04-02 | PFG | Grant (A) | — | $0 | EDGAR |
| 2018-02-28 | PFG | Grant (A) | +15,120 | $0 | EDGAR |
| 2018-01-02 | PFG | Grant (A) | — | $0 | EDGAR |
| 2017-11-28 | PFG | Tax (F) | −22,725 | -$1.56M | EDGAR |
| 2017-10-03 | PFG | Grant (A) | +295 | $0 | EDGAR |
| 2017-09-12 | PFG | Mixed | — | -$13.8K | EDGAR |