ROGER C HOCHSCHILD

CIK 1183833 · CEO and President · last filed 2026-06-09

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$4.58M

Companies

6

Total Filings

228

Lifetime Open-Market Net

-$68.71M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
PFG Director 41,183 $111.11 $4.58M $0 97 2026-06-09
Discover Financial Services (DFS) Delisted CEO and President 924,136 $200.05 $184.87M -$11.54M 73 2023-08-16
Discover Financial Services (DFSpB.CL) Delisted President & COO 853,544 -$1.02M 1 2017-11-03
Discover Financial Services (DFSpB) Delisted President & COO 883,845 -$56.15M 52 2017-10-04
PRINCIPAL FINANCIAL GROUP INC (PFG.PRBC) Delisted Director 2,793 $0 3 2015-06-30
PRINCIPAL FINANCIAL GROUP INC (PFGpB) Delisted Director 297 $0 2 2015-05-08

Recent Filings · Page 10 of 23

228 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2018-01-02 PFG Grant (A) +57 $0 EDGAR
2017-12-07 PFG Grant (A) $0 EDGAR
2017-12-05 Discover Financial Services (DFS) Delisted Sell (S) −15,258 -$1.08M EDGAR
2017-11-20 PFG Grant (A) $0 EDGAR
2017-11-03 Discover Financial Services (DFSpB.CL) Delisted Mixed −30,301 -$1.02M EDGAR
2017-10-10 PFG Grant (A) $0 EDGAR
2017-10-04 Discover Financial Services (DFSpB) Delisted Sell (S) −15,258 -$989.8K EDGAR
2017-10-03 PFG Grant (A) +60 $0 EDGAR
2017-09-25 PFG Grant (A) $0 EDGAR
2017-09-05 Discover Financial Services (DFSpB) Delisted Sell (S) −15,258 -$910.0K EDGAR
Showing 91100 of 228
Page 10 of 23
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.