ROGER C HOCHSCHILD
CIK 1183833 · CEO and President · last filed 2026-06-09
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$4.70M
Companies
3
Total Filings
228
Lifetime Open-Market Net
-$68.71M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| PFG | Director | 41,183 | $114.09 | $4.70M | $0 | 99 | 2026-06-09 |
| Discover Financial Services (DFS) Delisted | CEO and President | 924,136 | $200.05 | $184.87M | -$68.71M | 126 | 2023-08-16 |
| PRINCIPAL FINANCIAL GROUP INC (PFG.PRBC) Delisted | Director | 2,793 | — | — | $0 | 3 | 2015-06-30 |
Recent Filings · Page 3 of 23
228 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2023-08-16 | Discover Financial Services (DFS) Delisted | Disp (D) | −21,286 | $0 | EDGAR |
| 2023-07-05 | PFG | Grant (A) | +257 | $0 | EDGAR |
| 2023-05-31 | PFG | Grant (A) | — | $0 | EDGAR |
| 2023-05-18 | PFG | Grant (A) | +2,750 | $0 | EDGAR |
| 2023-04-04 | PFG | Grant (A) | +236 | $0 | EDGAR |
| 2023-02-27 | Discover Financial Services (DFS) Delisted | Grant (A) | +21,286 | $0 | EDGAR |
| 2023-02-03 | Discover Financial Services (DFS) Delisted | Mixed | +47,021 | -$5.78M | EDGAR |
| 2022-12-21 | PFG | Grant (A) | +207 | $0 | EDGAR |
| 2022-12-13 | PFG | Grant (A) | — | $0 | EDGAR |
| 2022-12-09 | Discover Financial Services (DFS) Delisted | Mixed | −20,000 | $0 | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.