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LEE A AULT III

CIK 1187338 · last filed 2019-05-23

LEE A AULT III is a corporate insider who has filed 25 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing, for ANH, was dated May 23, 2019. Across all open-market trades the lifetime net is +$608.9K, making them a net buyer over the disclosed history. 20 SEC filings were submitted jointly with ANWORTH MORTGAGE ASSET CORP.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

2

Total Filings

25

Lifetime Open-Market Net

$608.9K

Filer Profile

Related Filers
ANWORTH MORTGAGE ASSET CORP — 20 joint filings, latest 2019-05-23
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ANWORTH MORTGAGE ASSET CORP (ANH) Delisted Director 103,000 $2.98 $306.9K $382.9K 17 2019-05-23
ODP Corp (ODP) Delisted Director 13,158 $28.00 $368.4K $226.0K 8 2010-08-31

Recent Filings

25 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2019-05-23 ANWORTH MORTGAGE ASSET CORP (ANH) Delisted Exer (M) +20,000 $0 EDGAR
2018-07-05 ANWORTH MORTGAGE ASSET CORP (ANH) Delisted Grant (A) — $0 EDGAR
2017-07-07 ANWORTH MORTGAGE ASSET CORP (ANH) Delisted Grant (A) — $0 EDGAR
2016-07-01 ANWORTH MORTGAGE ASSET CORP (ANH) Delisted Grant (A) — $0 EDGAR
2015-11-05 ANWORTH MORTGAGE ASSET CORP (ANH) Delisted Buy (P) +41,000 $191.1K EDGAR
2015-07-02 ANWORTH MORTGAGE ASSET CORP (ANH) Delisted Grant (A) — $0 EDGAR
2014-07-14 ANWORTH MORTGAGE ASSET CORP (ANH) Delisted Grant (A) — $0 EDGAR
2013-07-01 ANWORTH MORTGAGE ASSET CORP (ANH) Delisted Grant (A) — $0 EDGAR
2012-07-02 ANWORTH MORTGAGE ASSET CORP (ANH) Delisted Grant (A) — $0 EDGAR
2011-07-05 ANWORTH MORTGAGE ASSET CORP (ANH) Delisted Grant (A) — $0 EDGAR
Showing 1–10 of 25
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.