LEE A AULT III
CIK 1187338 · last filed 2019-05-23
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$0
Companies
2
Total Filings
25
Lifetime Open-Market Net
$608.9K
Filer Profile
Related Filers
ANWORTH MORTGAGE ASSET CORP — 20 joint filings, latest 2019-05-23
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| ANWORTH MORTGAGE ASSET CORP (ANH) Delisted | Director | 103,000 | $2.98 | $306.9K | $382.9K | 17 | 2019-05-23 |
| ODP Corp (ODP) Delisted | Director | 13,158 | $28.00 | $368.4K | $226.0K | 8 | 2010-08-31 |
Recent Filings · Page 2 of 3
25 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2010-08-31 | ODP Corp (ODP) Delisted | Exer (M) | +26,758 | $22.7K | EDGAR |
| 2010-07-02 | ANWORTH MORTGAGE ASSET CORP (ANH) Delisted | Grant (A) | — | $0 | EDGAR |
| 2010-04-23 | ODP Corp (ODP) Delisted | Grant (A) | +15,225 | $0 | EDGAR |
| 2009-07-14 | ANWORTH MORTGAGE ASSET CORP (ANH) Delisted | Grant (A) | — | $0 | EDGAR |
| 2009-03-27 | ANWORTH MORTGAGE ASSET CORP (ANH) Delisted | Buy (P) | +10,000 | $58.4K | EDGAR |
| 2009-03-11 | ODP Corp (ODP) Delisted | Grant (A) | +3,882 | $0 | EDGAR |
| 2009-03-06 | ODP Corp (ODP) Delisted | Grant (A) | +3,882 | $0 | EDGAR |
| 2008-12-08 | ANWORTH MORTGAGE ASSET CORP (ANH) Delisted | Buy (P) | +8,000 | $49.3K | EDGAR |
| 2008-07-02 | ANWORTH MORTGAGE ASSET CORP (ANH) Delisted | Grant (A) | +2,000 | $0 | EDGAR |
| 2008-05-23 | ANWORTH MORTGAGE ASSET CORP (ANH) Delisted | Buy (P) | +12,000 | $84.2K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.