WILLIAM IV ADAMS

CIK 1188727 · Vice President · last filed 2013-12-26

WILLIAM IV ADAMS is a Vice President who has filed 15 SEC Form 4 insider transactions across 6 companies since 2007. The most recent filing shows the insider bought $281.9K of CFD on Dec 26, 2013. Across all open-market trades the lifetime net is −$8.5M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $441.1K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$441.1K

Companies

6

Total Filings

15

Lifetime Open-Market Net

-$8.53M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Nuveen Diversified Commodity Fund (CFD) Delisted Vice President 13,533 $281.9K 1 2013-12-26
NAD Vice President 25,900 $11.95 $309.5K -$450.7K 2 2013-12-26
JQC Vice President 21,949 $4.83 $106.0K $245.5K 3 2013-02-21
JRS Vice President 3,000 $8.52 $25.6K -$94.1K 2 2011-03-10
NUV Vice President 0 $9.11 $0 -$7.4K 1 2007-12-31
NUVEEN INVESTMENTS INC (JNC) Delisted Executive Vice President 104,403 -$8.51M 5 2007-02-20

Recent Filings

15 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2013-12-26 Nuveen Diversified Commodity Fund (CFD) Delisted Buy (P) +18,500 $281.9K EDGAR
2013-12-26 NAD Sell (S) −26,500 -$340.8K EDGAR
2013-02-21 JQC Buy (P) +2,700 $27.0K EDGAR
2013-01-14 JQC Buy (P) +7,300 $73.0K EDGAR
2012-10-25 JQC Buy (P) +15,000 $145.5K EDGAR
2011-03-10 JRS Sell (S) −6,000 -$64.1K EDGAR
2010-01-29 JRS Sell (S) −4,000 -$30.0K EDGAR
2007-12-31 NAD Sell (S) −8,400 -$109.9K EDGAR
2007-12-31 NUV Sell (S) −800 -$7.4K EDGAR
2007-11-15 Disp (D) −74,403 $0
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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.