William Adams IV
CIK 1188727 · Vice President · last filed 2013-12-26
William Adams IV is a Vice President who has filed 15 SEC Form 4 insider transactions across 6 companies since 2007. The most recent filing shows the insider bought $281.9K of CFD on Dec 26, 2013. Across all open-market trades the lifetime net is −$8.5M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $394.4K across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
JNC price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
1560 SHERMAN AVENUE, SUITE 960
EVANSTON, IL 60201
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| Nuveen Diversified Commodity Fund (CFD) Delisted | Vice President | 13,533 | — | — | $281.9K | 1 | 2013-12-26 |
| NAD | Vice President | 25,900 | $10.57 | $273.8K | -$450.7K | 2 | 2013-12-26 |
| JQC | Vice President | 21,949 | $4.48 | $98.3K | $245.5K | 3 | 2013-02-21 |
| JRS | Vice President | 3,000 | $7.42 | $22.3K | -$94.1K | 2 | 2011-03-10 |
| NUV | Vice President | 0 | $8.29 | $0 | -$7.4K | 1 | 2007-12-31 |
| NUVEEN INVESTMENTS INC (JNC) Delisted | Executive Vice President | 104,403 | — | — | -$8.51M | 5 | 2007-02-20 |
Recent Filings
15 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2013-12-26 | Nuveen Diversified Commodity Fund (CFD) Delisted | Buy (P) | +18,500 | $281.9K | EDGAR |
| 2013-12-26 | NAD | Sell (S) | −26,500 | -$340.8K | EDGAR |
| 2013-02-21 | JQC | Buy (P) | +2,700 | $27.0K | EDGAR |
| 2013-01-14 | JQC | Buy (P) | +7,300 | $73.0K | EDGAR |
| 2012-10-25 | JQC | Buy (P) | +15,000 | $145.5K | EDGAR |
| 2011-03-10 | JRS | Sell (S) | −6,000 | -$64.1K | EDGAR |
| 2010-01-29 | JRS | Sell (S) | −4,000 | -$30.0K | EDGAR |
| 2007-12-31 | NAD | Sell (S) | −8,400 | -$109.9K | EDGAR |
| 2007-12-31 | NUV | Sell (S) | −800 | -$7.4K | EDGAR |
| 2007-11-15 | — | Disp (D) | −74,403 | $0 |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.