WILLIAM IV ADAMS
CIK 1188727 · Vice President · last filed 2013-12-26
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$433.9K
Companies
6
Total Filings
15
Lifetime Open-Market Net
-$8.53M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| Nuveen Diversified Commodity Fund (CFD) Delisted | Vice President | 13,533 | — | — | $281.9K | 1 | 2013-12-26 |
| NAD | Vice President | 25,900 | $11.70 | $303.0K | -$450.7K | 2 | 2013-12-26 |
| JQC | Vice President | 21,949 | $4.75 | $104.3K | $245.5K | 3 | 2013-02-21 |
| JRS | Vice President | 3,000 | $8.87 | $26.6K | -$94.1K | 2 | 2011-03-10 |
| NUV | Vice President | 0 | $9.08 | $0 | -$7.4K | 1 | 2007-12-31 |
| NUVEEN INVESTMENTS INC (JNC) Delisted | Executive Vice President | 104,403 | — | — | -$8.51M | 5 | 2007-02-20 |
Recent Filings · Page 2 of 2
15 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2007-02-20 | NUVEEN INVESTMENTS INC (JNC) Delisted | Mixed | — | -$1.01M | EDGAR |
| 2007-02-16 | NUVEEN INVESTMENTS INC (JNC) Delisted | Mixed | — | -$1.01M | EDGAR |
| 2007-02-15 | NUVEEN INVESTMENTS INC (JNC) Delisted | Mixed | — | -$1.00M | EDGAR |
| 2007-02-08 | NUVEEN INVESTMENTS INC (JNC) Delisted | Grant (A) | +3,191 | $0 | EDGAR |
| 2007-02-07 | NUVEEN INVESTMENTS INC (JNC) Delisted | Mixed | — | -$2.94M | EDGAR |
Showing 11–15 of 15
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Page 2 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.