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RICHARD LIEB

CIK 1191722 · last filed 2015-12-28

RICHARD LIEB is a corporate insider who has filed 64 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing, for SEIC, was dated Dec 28, 2015. Across all open-market trades the lifetime net is −$14.6M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $20.5M across reported positions. 91 SEC filings were submitted jointly with INVESTMENTS CO SEI.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$20.53M

Companies

1

Total Filings

64

Lifetime Open-Market Net

-$14.57M

Filer Profile

Related Filers
INVESTMENTS CO SEI — 91 joint filings, latest 2015-12-28
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SEIC Director 185,985 $110.39 $20.53M -$14.57M 64 2015-12-28

Recent Filings

64 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2015-12-28 SEIC Mixed — -$420.6K EDGAR
2015-12-09 SEIC Exer (M) — $0 EDGAR
2015-08-13 SEIC Sell (S) −5,000 -$272.4K EDGAR
2015-01-05 SEIC Sell (S) −5,000 -$201.2K EDGAR
2014-12-09 SEIC Exer (M) — $0 EDGAR
2014-10-21 SEIC Gift (G) −4,500 $0 EDGAR
2014-09-04 SEIC Sell (S) −5,000 -$188.2K EDGAR
2014-09-03 SEIC Sell (S) −5,000 -$188.6K EDGAR
2014-09-03 SEIC Sell (S) −5,000 -$188.6K EDGAR
2014-08-20 SEIC Sell (S) −7,500 -$274.8K EDGAR
Showing 1–10 of 64
Page 1 of 7
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.