RICHARD LIEB
CIK 1191722 · last filed 2015-12-28
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$20.53M
Companies
1
Total Filings
64
Lifetime Open-Market Net
-$14.57M
Filer Profile
Related Filers
INVESTMENTS CO SEI — 91 joint filings, latest 2015-12-28
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| SEIC | Director | 185,985 | $110.39 | $20.53M | -$14.57M | 64 | 2015-12-28 |
Recent Filings · Page 2 of 7
64 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2014-03-31 | SEIC | Sell (S) | −20,000 | -$670.5K | EDGAR |
| 2013-12-11 | SEIC | Exer (M) | — | $0 | EDGAR |
| 2013-11-06 | SEIC | Mixed | — | -$73.4K | EDGAR |
| 2013-07-24 | SEIC | Sell (S) | −15,000 | -$469.9K | EDGAR |
| 2012-12-12 | SEIC | Exer (M) | — | $0 | EDGAR |
| 2012-09-27 | SEIC | Exer (M) | +4,000 | $0 | EDGAR |
| 2012-08-23 | SEIC | Sell (S) | −20,000 | -$444.6K | EDGAR |
| 2012-05-17 | SEIC | Sell (S) | −10,000 | -$187.7K | EDGAR |
| 2011-12-15 | SEIC | Exer (M) | — | $0 | EDGAR |
| 2011-12-05 | SEIC | Sell (S) | −5,000 | -$82.4K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.