Home

CHARLEST MAXWELL

CIK 1193409 · last filed 2017-05-25

CHARLEST MAXWELL is a corporate insider who has filed 38 SEC Form 4 insider transactions across 3 companies since 2007. Across all open-market trades the lifetime net is +$751.0K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $19.7M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$19.70M

Companies

3

Total Filings

38

Lifetime Open-Market Net

$751.0K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
TGEN Director 224,590 $3.10 $696.2K $225.2K 4 2017-05-25
AMERICAN DG ENERGY INC (ADGE) Delisted Director 1,175,232 — — $1.08M 17 2015-12-10
EXE Director 214,725 $88.52 $19.01M -$553.4K 15 2012-06-11

Recent Filings

38 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2017-05-25 — Other (J) −1,275,232 $0
2017-05-25 TGEN Other (J) +117,321 $0 EDGAR
2017-01-27 TGEN Buy (P) +2,500 $10.0K EDGAR
2017-01-11 TGEN Buy (P) +25,000 $100.0K EDGAR
2017-01-04 TGEN Buy (P) +29,769 $115.2K EDGAR
2015-12-10 AMERICAN DG ENERGY INC (ADGE) Delisted Buy (P) +2,068 $1.0K EDGAR
2015-12-09 AMERICAN DG ENERGY INC (ADGE) Delisted Buy (P) +1,220 $610 EDGAR
2015-12-04 AMERICAN DG ENERGY INC (ADGE) Delisted Buy (P) +224 $111 EDGAR
2015-12-02 AMERICAN DG ENERGY INC (ADGE) Delisted Buy (P) +148 $74 EDGAR
2015-12-01 AMERICAN DG ENERGY INC (ADGE) Delisted Buy (P) +194 $97 EDGAR
Showing 1–10 of 38
Page 1 of 4
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.