CHARLEST MAXWELL

CIK 1193409 · last filed 2017-05-25

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$19.70M

Companies

3

Total Filings

38

Lifetime Open-Market Net

$751.0K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
TGEN Director 224,590 $3.10 $696.2K $225.2K 4 2017-05-25
AMERICAN DG ENERGY INC (ADGE) Delisted Director 1,175,232 $1.08M 17 2015-12-10
EXE Director 214,725 $88.52 $19.01M -$553.4K 15 2012-06-11

Recent Filings · Page 2 of 4

38 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2015-11-24 AMERICAN DG ENERGY INC (ADGE) Delisted Buy (P) +784 $392 EDGAR
2015-11-12 AMERICAN DG ENERGY INC (ADGE) Delisted Buy (P) +565 $282 EDGAR
2015-10-23 AMERICAN DG ENERGY INC (ADGE) Delisted Buy (P) +1,065 $532 EDGAR
2015-10-21 AMERICAN DG ENERGY INC (ADGE) Delisted Buy (P) +3,283 $1.6K EDGAR
2015-10-15 AMERICAN DG ENERGY INC (ADGE) Delisted Buy (P) +2,449 $1.2K EDGAR
2015-10-13 AMERICAN DG ENERGY INC (ADGE) Delisted Buy (P) +3,394 $1.5K EDGAR
2015-10-09 AMERICAN DG ENERGY INC (ADGE) Delisted Buy (P) +3,099 $1.1K EDGAR
2015-10-07 AMERICAN DG ENERGY INC (ADGE) Delisted Buy (P) +2,400 $864 EDGAR
2014-12-17 AMERICAN DG ENERGY INC (ADGE) Delisted Buy (P) +10,000 $4.8K EDGAR
2013-08-29 AMERICAN DG ENERGY INC (ADGE) Delisted Buy (P) +300,000 $465.0K EDGAR
Showing 1120 of 38
Page 2 of 4
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.