RICHARD P WALLACE

CIK 1196898 · President and CEO · last filed 2026-07-02

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$132.82M

Companies

7

Total Filings

182

Lifetime Open-Market Net

-$236.76M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
KLAC President and CEO 668,175 $190.80 $127.49M -$232.64M 128 2026-07-02
MRVL Director 8,327 $174.47 $1.45M $0 5 2026-06-29
SPLUNK INC (SPLK) Delisted Director 9,798 $156.90 $1.54M $0 2 2023-06-23
PROOFPOINT INC (PFPT) Delisted Director 0 $175.90 $0 $0 3 2021-08-31
NTAP Director 22,220 $174.53 $3.88M -$4.12M 12 2019-09-13
PROOFPOINT INC (WETF) Delisted Director 6,707 $5.26 $35.3K $0 4 2019-07-02
BECKMAN COULTER INC (BEC) Delisted Director 1,382 $0 14 2011-06-22

Recent Filings · Page 4 of 19

182 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2024-04-15 KLAC Tax (F) −16,894 -$11.84M EDGAR
2024-03-20 Disp (D) −9,798 -$961.6K
2023-11-03 KLAC Gift (G) −692 $0 EDGAR
2023-08-09 KLAC Sell (S) −35,000 -$17.64M EDGAR
2023-08-08 KLAC Tax (F) −16,651 -$8.27M EDGAR
2023-08-07 KLAC Notice (144) −35,000 -$17.64M EDGAR
2023-08-07 KLAC Grant (A) +56,968 $0 EDGAR
2023-08-03 KLAC Mixed −17,472 -$9.00M EDGAR
2023-06-23 SPLUNK INC (SPLK) Delisted Grant (A) +2,777 $0 EDGAR
2023-05-09 KLAC Sell (S) −4,582 -$1.76M EDGAR
Showing 3140 of 182
Page 4 of 19
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.