DAVID Y SCHWARTZ
CIK 1198854 · last filed 2013-06-17
DAVID Y SCHWARTZ is a corporate insider who has filed 72 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing, for SSI, was dated Jun 17, 2013. Across all open-market trades the lifetime net is +$6.1K, making them a net buyer over the disclosed history. 46 SEC filings were submitted jointly with CO WALGREEN.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$0
3
72
$6.1K
Filer Profile
112 WEST 34TH STREET 4TH FL
NEW YORK, NY 10120
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| STAGE STORES INC (SSI) Delisted | Director | 41,899 | — | — | $8.2K | 10 | 2013-06-17 |
| FOOT LOCKER, INC. (FL) Delisted | Director | 45,916 | $24.01 | $1.10M | $0 | 39 | 2013-05-06 |
| WALGREEN CO (WAG) Delisted | Director | 17,529 | — | — | -$2.1K | 23 | 2012-11-05 |
Recent Filings
72 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2013-06-17 | STAGE STORES INC (SSI) Delisted | Grant (A) | +4,417 | $0 | EDGAR |
| 2013-05-06 | FOOT LOCKER, INC. (FL) Delisted | Grant (A) | +179 | $6.3K | EDGAR |
| 2013-02-04 | FOOT LOCKER, INC. (FL) Delisted | Grant (A) | +164 | $5.7K | EDGAR |
| 2012-12-17 | FOOT LOCKER, INC. (FL) Delisted | Exer (M) | +4,849 | $50.0K | EDGAR |
| 2012-11-05 | WALGREEN CO (WAG) Delisted | Grant (A) | — | $0 | EDGAR |
| 2012-10-26 | FOOT LOCKER, INC. (FL) Delisted | Grant (A) | +168 | $5.7K | EDGAR |
| 2012-07-30 | FOOT LOCKER, INC. (FL) Delisted | Grant (A) | +167 | $5.6K | EDGAR |
| 2012-07-05 | FOOT LOCKER, INC. (FL) Delisted | Grant (A) | +2,043 | $62.5K | EDGAR |
| 2012-06-11 | STAGE STORES INC (SSI) Delisted | Grant (A) | +6,094 | $0 | EDGAR |
| 2012-05-18 | FOOT LOCKER, INC. (FL) Delisted | Grant (A) | +1,902 | $0 | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.