RICHARD C JR PFENNIGER
CIK 1200796 · CEO and President · last filed 2026-01-13
RICHARD C JR PFENNIGER is a CEO and President who has filed 158 SEC Form 4 insider transactions across 11 companies since 2007. The most recent filing, for COCP, was dated Jan 13, 2026. Across all open-market trades the lifetime net is +$421.1K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $330.1K across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$330.1K
11
158
$421.1K
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| COCP | Director | 31,400 | $0.99 | $31.2K | $41.1K | 7 | 2026-01-13 |
| WGSWW | Director | 41,506 | $0.01 | $232 | $69.9K | 10 | 2025-06-23 |
| FLNT | Director | 90,341 | $2.68 | $242.1K | $0 | 4 | 2025-06-23 |
| OPKO HEALTH, INC. (OPKw) Delisted | Director | 325,000 | — | — | $256.2K | 27 | 2025-04-23 |
| ASENSUS SURGICAL, INC. (ASXC) Delisted | Director | 0 | $0.35 | $0 | $0 | 5 | 2024-08-22 |
| GeneDx Holdings Corp. (SMFRW) Delisted | Director | — | $0.02 | — | $0 | 2 | 2022-05-06 |
| GP STRATEGIES CORP (GPX) Delisted | Director | 56,297 | $20.85 | $1.17M | $0 | 55 | 2021-10-04 |
| BioCardia, Inc. (BCDAW) Delisted | Director | 48,845 | $0.01 | $298 | $0 | 7 | 2021-01-05 |
| ASENSUS SURGICAL, INC. (TRXC) Delisted | Director | 76,232 | $4.08 | $311.0K | $54.0K | 9 | 2021-01-05 |
| BCDA | Director | 64,277 | $0.88 | $56.6K | $0 | 3 | 2018-09-26 |
| CONTINUCARE CORP (CNU) Delisted | CEO and President | 1,415,000 | — | — | $0 | 6 | 2010-09-16 |
Recent Filings
158 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-01-13 | COCP | Grant (A) | — | $0 | EDGAR |
| 2025-10-30 | COCP | Grant (A) | +20,000 | $0 | EDGAR |
| 2025-06-23 | WGSWW | Mixed | +12,924 | $0 | EDGAR |
| 2025-06-23 | FLNT | Grant (A) | +39,682 | $0 | EDGAR |
| 2025-05-05 | WGSWW | Exer (M) | +918 | $0 | EDGAR |
| 2025-04-23 | OPKO HEALTH, INC. (OPKw) Delisted | Grant (A) | — | $0 | EDGAR |
| 2024-10-11 | COCP | Grant (A) | +8,067 | $0 | EDGAR |
| 2024-08-22 | ASENSUS SURGICAL, INC. (ASXC) Delisted | Disp (D) | −189,417 | $0 | EDGAR |
| 2024-07-02 | FLNT | Grant (A) | +21,429 | $0 | EDGAR |
| 2024-06-27 | WGSWW | Grant (A) | — | $0 | EDGAR |