RICHARD C JR PFENNIGER

CIK 1200796 · CEO and President · last filed 2026-01-13

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$330.1K

Companies

11

Total Filings

158

Lifetime Open-Market Net

$421.1K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
COCP Director 31,400 $0.99 $31.2K $41.1K 7 2026-01-13
WGSWW Director 41,506 $0.01 $232 $69.9K 10 2025-06-23
FLNT Director 90,341 $2.68 $242.1K $0 4 2025-06-23
OPKO HEALTH, INC. (OPKw) Delisted Director 325,000 $256.2K 27 2025-04-23
ASENSUS SURGICAL, INC. (ASXC) Delisted Director 0 $0.35 $0 $0 5 2024-08-22
GeneDx Holdings Corp. (SMFRW) Delisted Director $0.02 $0 2 2022-05-06
GP STRATEGIES CORP (GPX) Delisted Director 56,297 $20.85 $1.17M $0 55 2021-10-04
BioCardia, Inc. (BCDAW) Delisted Director 48,845 $0.01 $298 $0 7 2021-01-05
ASENSUS SURGICAL, INC. (TRXC) Delisted Director 76,232 $4.08 $311.0K $54.0K 9 2021-01-05
BCDA Director 64,277 $0.88 $56.6K $0 3 2018-09-26
CONTINUCARE CORP (CNU) Delisted CEO and President 1,415,000 $0 6 2010-09-16

Recent Filings · Page 2 of 16

158 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2024-06-24 WGSWW Exer (M) +5,828 $0 EDGAR
2024-05-03 WGSWW Exer (M) +918 $0 EDGAR
2024-03-29 OPKO HEALTH, INC. (OPKw) Delisted $0 EDGAR
2024-01-05 OPKO HEALTH, INC. (OPKw) Delisted Buy (P) +25,000 $23.4K EDGAR
2023-11-14 OPKO HEALTH, INC. (OPKw) Delisted Buy (P) +25,000 $32.5K EDGAR
2023-11-08 WGSWW Buy (P) +10,000 $14.9K EDGAR
2023-08-18 WGSWW Buy (P) +5,000 $25.5K EDGAR
2023-07-25 WGSWW Grant (A) $0 EDGAR
2023-07-20 COCP Grant (A) $0 EDGAR
2023-06-23 OPKO HEALTH, INC. (OPKw) Delisted Grant (A) $0 EDGAR
Showing 1120 of 158
Page 2 of 16
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.