Home

JAMES S RIEPE

CIK 1203072 · last filed 2021-04-01

JAMES S RIEPE is a corporate insider who has filed 109 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing, for GNW, was dated Apr 1, 2021. Across all open-market trades the lifetime net is +$27.8K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $56.0M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$56.05M

Companies

3

Total Filings

109

Lifetime Open-Market Net

$27.8K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
GNW Director 68,000 $9.83 $668.4K $655.4K 64 2021-04-01
LPLA Director 131,185 $353.70 $46.40M -$627.7K 26 2020-04-02
NDAQ Director 95,331 $94.19 $8.98M $0 7 2013-05-24

Recent Filings

109 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2021-04-01 GNW Grant (A) — $0 EDGAR
2020-10-01 GNW Grant (A) — $0 EDGAR
2020-07-01 GNW Grant (A) — $0 EDGAR
2020-04-02 LPLA Grant (A) +53 $0 EDGAR
2020-04-01 GNW Grant (A) — $0 EDGAR
2020-01-02 GNW Grant (A) — $0 EDGAR
2019-11-25 LPLA Grant (A) +31 $0 EDGAR
2019-10-01 GNW Grant (A) — $0 EDGAR
2019-08-27 LPLA Grant (A) +40 $0 EDGAR
2019-07-02 GNW Grant (A) — $0 EDGAR
Showing 1–10 of 109
Page 1 of 11
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.