JAMES S RIEPE
CIK 1203072 · last filed 2021-04-01
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$43.24M
Companies
4
Total Filings
109
Lifetime Open-Market Net
$27.8K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| GNW | Director | 68,000 | $8.96 | $609.3K | $655.4K | 60 | 2021-04-01 |
| LPLA | Director | 131,185 | $303.30 | $39.79M | -$627.7K | 26 | 2020-04-02 |
| NDAQ | Director | 31,777 | $89.29 | $2.84M | $0 | 7 | 2013-05-24 |
| GENWORTH FINANCIAL INC (GNWpE) Delisted | Director | — | — | — | $0 | 4 | 2007-04-30 |
Recent Filings · Page 5 of 11
109 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2015-10-01 | GNW | Grant (A) | — | $0 | EDGAR |
| 2015-07-01 | GNW | Grant (A) | — | $0 | EDGAR |
| 2015-05-20 | LPLA | Grant (A) | +1,592 | $68.2K | EDGAR |
| 2015-05-14 | LPLA | Grant (A) | +3,185 | $130.0K | EDGAR |
| 2015-04-01 | GNW | Grant (A) | — | $0 | EDGAR |
| 2015-01-05 | GNW | Grant (A) | — | $0 | EDGAR |
| 2014-10-02 | GNW | Grant (A) | — | $0 | EDGAR |
| 2014-07-01 | GNW | Grant (A) | — | $0 | EDGAR |
| 2014-03-10 | LPLA | Grant (A) | +935 | $50.0K | EDGAR |
| 2014-01-03 | GNW | Grant (A) | — | $0 | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.