VIVIAN H LIU
CIK 1203467 · COO · last filed 2025-10-07
VIVIAN H LIU is a COO who has filed 42 SEC Form 4 insider transactions across 4 companies since 2007. The most recent filing, for AYTU, was dated Oct 7, 2025. Current disclosed insider exposure totals $4.1M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$4.12M
4
42
$0
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| AYTU | Director | 19,825 | $2.15 | $42.6K | $0 | 6 | 2025-10-07 |
| KOOL | COO | 25,000 | $14.29 | $357.4K | $0 | 2 | 2018-01-03 |
| SEELOS THERAPEUTICS, INC. (APRI) Delisted | Executive Vice President | 237,998 | — | — | $0 | 1 | 2011-01-04 |
| NEXM | Executive Vice President | 1,493,631 | $2.49 | $3.72M | $0 | 5 | 2010-05-26 |
Recent Filings
42 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2025-10-07 | AYTU | Grant (A) | +10,000 | $0 | EDGAR |
| 2024-11-08 | AYTU | Grant (A) | +1,500 | $0 | EDGAR |
| 2024-11-08 | AYTU | Grant (A) | +1,500 | $0 | EDGAR |
| 2023-08-15 | AYTU | Grant (A) | +1,500 | $0 | EDGAR |
| 2023-02-10 | AYTU | Grant (A) | +6,500 | $0 | EDGAR |
| 2022-07-01 | AYTU | Grant (A) | +6,500 | $0 | EDGAR |
| 2020-01-07 | — | Grant (A) | — | $0 | |
| 2019-10-02 | — | Grant (A) | — | $0 | |
| 2019-07-03 | — | Grant (A) | — | $0 | |
| 2019-04-02 | — | Grant (A) | — | $0 |