VIVIAN H LIU
CIK 1203467 · COO · last filed 2025-10-07
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$4.12M
Companies
4
Total Filings
42
Lifetime Open-Market Net
$0
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| AYTU | Director | 19,825 | $2.15 | $42.6K | $0 | 6 | 2025-10-07 |
| KOOL | COO | 25,000 | $14.29 | $357.4K | $0 | 2 | 2018-01-03 |
| SEELOS THERAPEUTICS, INC. (APRI) Delisted | Executive Vice President | 237,998 | — | — | $0 | 1 | 2011-01-04 |
| NEXM | Executive Vice President | 1,493,631 | $2.49 | $3.72M | $0 | 5 | 2010-05-26 |
Recent Filings · Page 2 of 5
42 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2019-01-04 | — | Grant (A) | — | $0 | |
| 2018-10-02 | — | Grant (A) | — | $0 | |
| 2018-07-19 | — | Grant (A) | — | $0 | |
| 2018-04-03 | — | Grant (A) | — | $0 | |
| 2018-02-27 | — | Grant (A) | — | $0 | |
| 2018-01-03 | KOOL | Grant (A) | — | $0 | EDGAR |
| 2017-10-02 | — | Grant (A) | — | $0 | |
| 2017-07-03 | — | Grant (A) | — | $0 | |
| 2017-04-03 | — | Grant (A) | — | $0 | |
| 2017-02-28 | KOOL | Grant (A) | +25,000 | $72.2K | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.