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CHARLES J JR DALEY

CIK 1206661 · Exec VP, CFO & Treasurer · last filed 2026-03-02

CHARLES J JR DALEY is an Exec VP, CFO & Treasurer who has filed 34 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing, for APAM, was dated Mar 2, 2026. Across all open-market trades the lifetime net is −$2.7M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $4.4M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$4.36M

Companies

2

Total Filings

34

Lifetime Open-Market Net

-$2.71M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
APAM Exec VP, CFO & Treasurer 111,001 $39.24 $4.36M -$1.87M 21 2026-03-02
LEGG MASON, INC. (PNK) Delisted Executive VP, CFO & Treasurer 75,484 — — -$836.8K 12 2010-07-01

Recent Filings

34 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2026-03-02 APAM Grant (A) +19,438 $0 EDGAR
2025-06-06 APAM Mixed −20,448 -$624.9K EDGAR
2025-06-04 APAM Notice (144) −15,448 -$624.9K EDGAR
2025-03-03 APAM Grant (A) +18,456 $0 EDGAR
2024-03-01 APAM Grant (A) +19,272 $0 EDGAR
2023-03-02 APAM Grant (A) +23,022 $0 EDGAR
2022-03-01 APAM Grant (A) +16,787 $0 EDGAR
2021-05-17 APAM Sell (S) −19,930 -$1.03M EDGAR
2021-03-01 APAM Grant (A) +9,404 $0 EDGAR
2020-02-24 APAM Disp (D) −37,729 $0 EDGAR
Showing 1–10 of 34
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.