Home

RICHARD J HIMELFARB

CIK 1206663 · Senior Vice President · last filed 2020-03-03

RICHARD J HIMELFARB is a Senior Vice President who has filed 46 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing, for SF, was dated Mar 3, 2020. Across all open-market trades the lifetime net is −$12.5M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $25.9M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$25.93M

Companies

3

Total Filings

46

Lifetime Open-Market Net

-$12.49M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SF Senior Vice President 234,842 $84.64 $19.88M -$5.70M 30 2020-03-03
STIFEL FINANCIAL CORP (SFN) Delisted Director 197,497 — — -$6.79M 15 2016-03-02
SFB Director 308,144 $19.65 $6.06M $0 1 2012-02-16

Recent Filings

46 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2020-03-03 SF Mixed — $0 EDGAR
2020-01-22 SF Sell (S) −10,000 -$650.7K EDGAR
2020-01-06 SF Mixed +1,403 -$46.6K EDGAR
2019-11-08 SF Sell (S) −10,000 -$607.5K EDGAR
2019-01-04 SF Mixed +1,611 -$42.0K EDGAR
2018-12-18 SF Grant (A) — $0 EDGAR
2018-09-19 SF Grant (A) — $0 EDGAR
2018-06-19 SF Grant (A) — $0 EDGAR
2018-03-19 SF Grant (A) — $0 EDGAR
2018-03-06 SF Grant (A) — $0 EDGAR
Showing 1–10 of 46
Page 1 of 5
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.