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RICHARD J HIMELFARB

CIK 1206663 · Senior Vice President · last filed 2020-03-03

RICHARD J HIMELFARB is a Senior Vice President who has filed 46 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing, for SF, was dated Mar 3, 2020. Across all open-market trades the lifetime net is −$12.5M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $24.6M across reported positions. 52 SEC filings were submitted jointly with STIFEL FINANCIAL CORP.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$24.64M

Companies

3

Total Filings

46

Lifetime Open-Market Net

-$12.49M

Filer Profile

Reported Address
STIFEL NICOLAUS
ONE SOUTH STREET
BALTIMORE, MD 21202
Related Filers
STIFEL FINANCIAL CORP — 52 joint filings, latest 2020-03-03
LEGG MASON, INC. — 31 joint filings, latest 2005-10-11
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SF Senior Vice President 234,842 $79.76 $18.73M -$5.70M 30 2020-03-03
STIFEL FINANCIAL CORP (SFN) Delisted Director 197,497 — — -$6.79M 15 2016-03-02
SFB Director 308,144 $19.18 $5.91M $0 1 2012-02-16

Recent Filings

46 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2020-03-03 SF Mixed — $0 EDGAR
2020-01-22 SF Sell (S) −10,000 -$650.7K EDGAR
2020-01-06 SF Mixed +1,403 -$46.6K EDGAR
2019-11-08 SF Sell (S) −10,000 -$607.5K EDGAR
2019-01-04 SF Mixed +1,611 -$42.0K EDGAR
2018-12-18 SF Grant (A) — $0 EDGAR
2018-09-19 SF Grant (A) — $0 EDGAR
2018-06-19 SF Grant (A) — $0 EDGAR
2018-03-19 SF Grant (A) — $0 EDGAR
2018-03-06 SF Grant (A) — $0 EDGAR
Showing 1–10 of 46
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.