RICHARD J HIMELFARB

CIK 1206663 · Senior Vice President · last filed 2020-03-03

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$30.85M

Companies

5

Total Filings

46

Lifetime Open-Market Net

-$12.49M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SFpB Senior Vice President 104,374 $23.09 $2.41M -$1.26M 4 2020-03-03
STIFEL FINANCIAL CORP (SFpA) Delisted Senior Vice President 113,774 $25.28 $2.88M -$4.44M 14 2019-01-04
STIFEL FINANCIAL CORP (SFN) Delisted Director 197,497 -$6.79M 15 2016-03-02
SFB Director 308,144 $19.65 $6.06M $0 1 2012-02-16
SF Director 308,144 $72.66 $22.39M $0 12 2012-01-19

Recent Filings · Page 2 of 5

46 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2018-01-03 STIFEL FINANCIAL CORP (SFpA) Delisted Mixed +3,869 -$138.2K EDGAR
2017-12-29 STIFEL FINANCIAL CORP (SFpA) Delisted Mixed +4,128 -$292.6K EDGAR
2017-11-14 STIFEL FINANCIAL CORP (SFpA) Delisted Sell (S) −30,000 -$1.57M EDGAR
2017-03-06 STIFEL FINANCIAL CORP (SFpA) Delisted Grant (A) $0 EDGAR
2017-02-10 STIFEL FINANCIAL CORP (SFpA) Delisted Sell (S) −35,000 -$1.87M EDGAR
2017-01-04 STIFEL FINANCIAL CORP (SFpA) Delisted Mixed -$363.4K EDGAR
2016-12-14 STIFEL FINANCIAL CORP (SFpA) Delisted Disc (I) −8,836 -$450.8K EDGAR
2016-11-23 STIFEL FINANCIAL CORP (SFpA) Delisted Sell (S) −20,000 -$1.00M EDGAR
2016-03-02 STIFEL FINANCIAL CORP (SFN) Delisted Grant (A) $0 EDGAR
2016-02-29 STIFEL FINANCIAL CORP (SFN) Delisted Grant (A) $0 EDGAR
Showing 1120 of 46
Page 2 of 5
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.